SEC Form 4/A · accession 0001493152-17-003501
POLARITYTE, INC. · PTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mohit Bhansali
Director
Period of report
Dec 1, 2016
Accepted (ET)
Apr 4, 2017 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001076682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2016 | A | 15,000 | — | A | 45,244 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award pursuant to the Issuer's 2017 Equity Incentive Plan (the "Restricted Stock Award").
- F2Represents (i) the Restricted Stock Award, (ii) restricted stock awards of 1,078 shares granted pursuant to the Issuer's 2004 Equity Incentive Plan, (iii) restricted stock awards of 4,166 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan and (iii) restricted stock awards of 25,000 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan.