SEC Form 4/A · accession 0001073429-15-000242
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey W Roberts
Officer — VP & GM - Ingram Concrete, LLC
Period of report
Aug 31, 2010
Accepted (ET)
Nov 17, 2015 · 9:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Warrant (right to buy)F2,F1 | $22.69 | Aug 31, 2010 | J | 486 | A | Aug 31, 2010 | Aug 31, 2017 | Common stock | 486 | 486 | D |
| Class B Warrant (right to buy)F2,F1 | $26.68 | Aug 31, 2010 | J | 486 | A | Aug 31, 2010 | Aug 31, 2017 | Common stock | 486 | 486 | D |
Explanation of responses
- F1Pursuant to U.S. Concrete, Inc.'s Amended Joint Plan of Reorganization, which was approved by the United States Bankruptcy Court for the District of Delaware, each share of common stock and each option to purchase common stock was cancelled, and holders of the common stock received their proportionate share of Class A Warrants and Class B Warrants to purchase common stock, effective August 31, 2010.
- F2This amendment has been filed to correct the number of derivative securities acquired, the number of shares underlying the derivative securities and the number of derivative securities beneficially owned following the reported transactions. The correct number for each of those items is 486, not 651 as previously reported on the Form 4 filed on 9/02/2010 and the two subsequent Form 4 and Form 4/A filed by the reporting person after the 9/02/2010 Form 4 filing.