SEC Form 4/A · accession 0001073429-16-000404
US CONCRETE INC · USCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey W Roberts
Officer — VP & GM - Ingram Concrete, LLC
Period of report
Aug 31, 2010
Accepted (ET)
May 12, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001073429
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Warrant (right to buy)F2,F1 | $22.69 | Aug 31, 2010 | J | 651 | A | Aug 31, 2010 | Aug 31, 2017 | Common stock | 651 | 651 | D |
| Class B Warrant (right to buy)F2,F1 | $26.68 | Aug 31, 2010 | J | 651 | A | Aug 31, 2010 | Aug 31, 2017 | Common stock | 651 | 651 | D |
Explanation of responses
- F1Pursuant to U.S. Concrete, Inc.'s Amended Joint Plan of Reorganization, which was approved by the United States Bankruptcy Court for the District of Delaware, each share of common stock and each option to purchase common stock was cancelled, and holders of the common stock received their proportionate share of Class A Warrants and Class B Warrants to purchase common stock, effective August 31, 2010.
- F2This amendment has been filed to correct the number of derivative securities acquired, the number of shares underlying the derivative securities and the number of derivative securities beneficially owned following the reported transactions. The correct number for each of those items is 651 as originally reported on the Form 4 filed on 9/02/2010 (the "Original Form 4"). The amendment to the Original Form 4 filed on November 17, 2015 incorrectly amended the Original Form 4 to report that such number is 486 rather than 651. The Form 4 filed November 17, 2015 and the Form 4/A filed November 18, 2015 should report that 165 Class A Warrants and 165 Class B Warrants are beneficially owned following the reported transaction, rather than 0.