SEC Form 4 · accession 0001070412-17-000049
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alvin R Carpenter
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | May 9, 2017 | A | 9,561 | $0.00 | A | 103,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $15.69 | May 9, 2017 | A | 22,618 | A | — | May 9, 2027 | Common shares, $0.01 par value per share | 22,618 | 22,618 | D |
Explanation of responses
- F1Of the 103,161 shares owned directly, 9,561 are restricted stock units (including dividend equivalent rights).
- F2The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.