SEC Form 4/A · accession 0001070412-17-000082
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alvin R Carpenter
Director
Period of report
May 9, 2017
Accepted (ET)
Aug 9, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $15.69 | May 9, 2017 | A | 19,387 | A | — | May 9, 2027 | Common shares, $0.01 par value per share | 19,387 | 19,387 | D |
Explanation of responses
- F1The stock option grant provides that the options vest and become exercisable on the date of the Company's next annual meeting.
- F2Due to an administrative error, the number of stock options granted on the reporting person's Form 4 filed on May 11, 2017 was overstated by 3,231 shares. This amendment is being filed solely to correct this error.