SEC Form 4 · accession 0001209191-15-068177
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James P Blose
Officer — General Counsel and CLO
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2015 | P | 1,000 | $13.58 | A | 36,909 | D | |
| Common Stock | holding | — | — | — | 1,920 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents inclusion of the previously disclosed Restricted Stock award of 13,873 shares of Sterling Bancorp stock granted on June 30, 2015 in connection with the merger of Hudson Valley Holding Corp. into Sterling Bancorp.