SEC Form 4/A · accession 0001209191-15-069169
STERLING BANCORP · STL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James P Blose
Officer — General Counsel and CLO
Period of report
Aug 25, 2015
Accepted (ET)
Sep 2, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 25, 2015 | P | 1,000 | $13.58 | A | 23,036 | D | |
| Common Stock | holding | — | — | — | 1,920 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to an administrative error, the Reporting Person's Direct holdings and restricted shares were incorrectly reported. This filing reflects the correct Direct holdings of the Reporting Person, including the corrected Restricted Stock award amount of 8,163 shares of Sterling Bancorp stock as previously reported on June 30, 2015 in connection with the merger of Hudson Valley Holding Corp. into Sterling Bancorp.