SEC Form 4 · accession 0001065860-15-000014
LIME ENERGY CO. · LIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Tommy Mike Pappas
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 27, 2015 · 9:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2015 | A | 3,476 | — | A | 11,319 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Half of these shares vest immediately and half will vest on 10/23/2015
- F2Granted pursuant to the 2010 Non-employee Director's Stock Plan upon election to the Board of Directors.