SEC Form 4/A · accession 0001065860-15-000027
LIME ENERGY CO. · LIME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tommy Mike Pappas
Director
Period of report
Mar 12, 2015
Accepted (ET)
Aug 18, 2015 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2015 | A | 3,476 | — | A | 24,935 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Half of the shares vest immediately and half will vest on 10/31/2015
- F2Granted pursuant to the 2010 Non-Employee Director's Stock Plan upon election to the Board of Directors.
Remarks
The purpose of this Amendment is to report the correct amount of shares of common stock beneficially owned by the reporting person following the transaction reported in the original filing, which was understated by 10,735 shares. Subsequent Forms 4 understated the reporting person's ownership by the same amount. None of the other information in the original filing was changed.