SEC Form 3 · accession 0001104659-15-082276
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 27, 2015
Accepted (ET)
Dec 1, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 4,393,055 | I | By Gabelli Securities, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of the Issuer's common stock are held directly by Gabelli Securities, Inc. ("GSI"). Associated Capital Group, Inc. controls a majority of GSI's voting power through its direct ownership of GSI common stock. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest in such shares.