SEC Form 4 · accession 0000807249-15-000112
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce N Alpert
Officer — Senior Vice President
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 1:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | May 15, 2015 | J | 198 | $0.00 | A | 1,517 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were received by the Reporting Person in a pro-rata distribution.
- F2Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 795,086 shares of Class B Stock that can be converted into Class A Stock.