SEC Form 4 · accession 0000807249-15-000109
GAMCO INVESTORS, INC. ET AL · GBL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R Jamieson
Officer — President & COO
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | May 15, 2015 | J | 1,090 | $0.00 | A | 28,356 | D | |
| Class A Common Stock | holding | — | — | — | 12,147 | D | ||
| Class A Common StockF3 | holding | — | — | — | 3,280 | I | Custodian of UGMA accounts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were received by the Reporting Person in a pro-rata distribution.
- F2Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 795,086 shares of Class B Stock that can be converted into Class A Stock.
- F3Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares.