SEC Form 4 · accession 0001209191-18-047368
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Muhammad Raghib Hussain
Officer — EVP Chief Strategy Officer
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 497,578 | D | ||
| Common SharesF1 | holding | — | — | — | 575,903 | I | By family trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 15, 2018 | A | 104,529 | A | — | — | Common Shares | 104,529 | 104,529 | D |
Explanation of responses
- F1Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.
- F2Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.
- F3The restricted stock units vest as to 33% on August 15, 2019, 33% on August 15, 2020, and 34% on August 15, 2021.