SEC Form 4/A · accession 0001209191-18-057236
MARVELL TECHNOLOGY GROUP LTD · MRVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Muhammad Raghib Hussain
Officer — EVP Chief Strategy Officer
Period of report
Aug 15, 2018
Accepted (ET)
Nov 5, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001058057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 697,698 | D | ||
| Common SharesF1,F2 | holding | — | — | — | 78,325 | I | By family trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Aug 15, 2018 | A | 104,529 | A | — | — | Common Shares | 104,529 | 104,529 | D |
Explanation of responses
- F1Correction to number of shares beneficially held directly and indirectly in Table I as reported in the Amended Form 4 originally filed on July 12, 2018.
- F2Held in trusts of which the Reporting Person is the trustee, for the benefit of members of his immediate family.
- F3Each restricted stock unit represents a contingent right to receive one Marvell Technology Group Ltd. ("Marvell") common share upon vesting.
- F4The restricted stock units vest as to 33% on August 15, 2019, 33% on August 15, 2020, and 34% on August 15, 2021.