SEC Form 4 · accession 0001179110-17-014673
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Jesse Chen
Director
Period of report
Nov 28, 2017
Accepted (ET)
Nov 28, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | M | 15,000 | $10.35 | D | 106,101 | D |
Table II — derivative securities
No Table II lines on this filing.