SEC Form 4/A · accession 0001179110-17-015631
AXT INC · AXTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jesse Chen
Director
Period of report
Nov 28, 2017
Accepted (ET)
Dec 19, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051627
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | M | 15,000 | $10.35 | D | 121,101 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Instead of 106,101 reported on 11/28, the correct securities beneficially owned should be 121,101.