SEC Form 4 · accession 0001331471-17-000019

STONERIDGE INC · SRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chief Accounting Officer

Period of report

Mar 25, 2017

Accepted (ET)

Mar 28, 2017 · 4:54 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043337

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, without par value^F1	Mar 25, 2017	M	7,736	—	A	47,067	D
Common Shares, without par value	Mar 25, 2017	F	2,428	$18.21	D	44,639	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F2,F1	—	Mar 25, 2017	M	7,736	D	—	—	Common Shares, without par value	7,736	26,674	D
Performance Shares^F1,F2	—	Mar 25, 2017	D	1,014	D	—	—	Common Shares, without par value	—	25,660	D

F1On March 25, 2014 the Reporting Person was granted 8,750 vesting on March 25, 2017; 3,500 of the Performance Shares were time-based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 were time-based and performance-based. Of the time and performance based Performance Shares 4,236 vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 1,014 were forfeited.
F2Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one for one basis in common shares.