SEC Form 4/A · accession 0001331471-17-000027

STONERIDGE INC · SRI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Accouting Officer

Period of report

Mar 25, 2017

Accepted (ET)

Sep 8, 2017 · 12:15 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001043337

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, without par value^F1	Mar 25, 2017	M	7,736	—	A	47,067	D
Common Shares, without par value	Mar 25, 2017	F	2,428	$18.26	D	44,639	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F1	—	Mar 25, 2017	M	7,736	D	—	—	Common Shares, without par value	7,736	26,674	D
Performance Shares^F1,F2	—	Mar 25, 2017	D	1,014	D	—	—	Common Shares, without par value	—	25,660	D

F1On March 25, 2014 the Reporting Person was granted 8,750 performance shares vesting on March 25, 2017; 3,500 of the Performance Shares were time based and vested on March 25, 2017 and were paid on a one-for-one basis in common shares and 5,250 performance shares were time-based and performance-based. Of the time and performance based shares 4,236 vested on March 25, 2017 and were paid a on one-for-one basis in common shares and 1,014 were forfeited.
F2Performance Shares vesting in 2018, 2019 and 2020 payable upon vesting on a one-for-one basis in Common Shares.