SEC Form 4 · accession 0001209191-17-066455
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Robert L Chioini
Officer — Chairman, President and CEO · Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 325,000 | $6.50 | A | 2,869,983 | D | |
| Common Stock | Dec 15, 2017 | F | 320,076 | $6.60 | D | 2,549,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.50 | Dec 15, 2017 | M | 250,000 | D | — | Dec 17, 2007 | Common Stock | 250,000 | 0 | D |
| Stock Option (Right to Buy)F2 | $6.50 | Dec 15, 2017 | M | 75,000 | D | — | Apr 3, 2008 | Common Stock | 75,000 | 0 | D |
Explanation of responses
- F1The option became exercisable in three equal installments on December 17, 2008, December 17, 2009, and December 17, 2010.
- F2The option became exercisable in three equal installments on April 3, 2009, April 3, 2010, and April 3, 2011.