SEC Form 4/A · accession 0001209191-17-067258
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert L Chioini
Officer — Chairman, President and CEO · Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 26, 2017 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 250,000 | $6.50 | A | 2,794,983 | D | |
| Common StockF1 | Dec 15, 2017 | F | 245,076 | $6.60 | D | 2,549,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $6.50 | Dec 15, 2017 | M | 250,000 | D | — | Dec 17, 2017 | Common Stock | 250,000 | 0 | D |
Explanation of responses
- F1Shares surrendered to the company in order to satisfy a portion of the option exercise price.
- F2On December 19, 2017, the reporting person mistakenly filed a Form 4 reporting that an option which became exercisable in three equal installments on April 3, 2009, April 3, 2010, and April 3, 2011 for 75,000 shares had been exercised. Such option has not been exercised by the reporting person.
- F3The option became exercisable in three equal installments on December 17, 2008, December 17, 2009, and December 17, 2010.