SEC Form 4 · accession 0001032220-16-000231
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Richard John Nadeau
Officer — Chief Financial Officer
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 30, 2016 | F | 2,789 | $56.56 | D | 12,522 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units.
- F2In addition, the reporting person holds 26,606 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.