SEC Form 4/A · accession 0001032220-16-000236
MAXIMUS INC · MMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard John Nadeau
Officer — Chief Financial Officer
Period of report
Sep 30, 2016
Accepted (ET)
Nov 4, 2016 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032220
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 30, 2016 | F | 1,172 | $56.56 | D | 9,256 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment corrects the number of shares of common stock surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units, which number was erroneously reported in the original report.
- F2In addition, the reporting person holds 31,489 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock.