SEC Form 4/A · accession 0001028734-16-000318
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard J Dalton
Officer — EVP & Chief Operations Officer
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | S | 5,000 | $16.17 | D | 106,130 | D | |
| Common StockF2 | Dec 12, 2016 | S | 5,000 | $16.17 | D | 101,130 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Average sales price with a range of $16.10 to $16.87.
- F2Average sales price with a range of $16.15 to $16.27.