SEC Form 4/A · accession 0001028734-16-000319
COBIZ FINANCIAL INC · COBZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard J Dalton
Officer — EVP & Chief Operations Officer
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | S | 5,000 | $16.17 | D | 106,130 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Average sales price ranging from $16.15 to $16.27
Remarks
This Form amends the Form 4/A filed on 12/13/2016 to remove a duplicate sales transaction. On 12/12/2016, Mr. Dalton sold a total of 5,000 shares.