SEC Form 4 · accession 0001179110-18-010198
KMG CHEMICALS INC · KMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Christopher T. Fraser
Officer — President and CEO · Director
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001028215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 31, 2018 | M | 65,069 | $71.80 | A | 313,372 | D | |
| COMMON STOCK | Jul 31, 2018 | M | 30,889 | $71.80 | A | 344,261 | I | by Deferred Compensation Plan |
| COMMON STOCKF1 | Jul 31, 2018 | M | 25,263 | $71.80 | D | 318,998 | D | |
| COMMON STOCKF1 | Jul 31, 2018 | M | 726 | $71.80 | D | 318,272 | I | by Deferred Compensation Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Time Based Award | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 26,666 | 5 | D |
| Performance Based Series 3 | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 55,292 | 7 | D |
| Performance Based Series 3 | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 10,000 | 6 | D |
| Performance Based Series 3 | $0.00 | Jul 31, 2018 | M | 1 | D | Jul 31, 2018 | Jul 31, 2018 | COMMON STOCK | 4,000 | 5 | D |
Explanation of responses
- F1Shares withheld for payment of tax withholding.