SEC Form 4 · accession 0001209191-16-120296
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Henk Broeders
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | M | 926 | $0.00 | A | 10,498 | D | |
| Common StockF2 | May 12, 2016 | F | 277 | $35.92 | D | 10,221 | D | |
| Common StockF3 | May 13, 2016 | M | 844 | $0.00 | A | 11,065 | D | |
| Common Stock | May 13, 2016 | F | 253 | $35.50 | D | 10,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F4,F5 | — | May 12, 2016 | M | 926 | D | — | — | Common Stock | 926 | 2,777 | D |
| Restricted Stock UnitsF6,F4,F7 | — | May 12, 2016 | M | 844 | D | — | — | Common Stock | 844 | 1,686 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on May 12, 2016 of the restricted stock units awarded to the reporting person on May 12, 2015.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on May 13, 2016 of the restricted stock units awarded to the reporting person on May 13, 2014.
- F4Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F5On May 12, 2015, the reporting person was granted 3703 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F6Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
- F7On May 13, 2014, the reporting person was granted 3374 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.