SEC Form 4/A · accession 0001209191-16-120578
FORRESTER RESEARCH, INC. · FORR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Henk Broeders
Director
Period of report
May 12, 2016
Accepted (ET)
May 17, 2016 · 10:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023313
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | M | 926 | $0.00 | A | 10,498 | D | |
| Common StockF2 | May 12, 2016 | F | 277 | $35.92 | D | 10,221 | D | |
| Common Stock | May 13, 2016 | M | 844 | $0.00 | A | 11,065 | D | |
| Common StockF3 | May 13, 2016 | F | 253 | $35.50 | D | 10,812 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF6,F4,F5 | — | May 12, 2016 | M | 926 | D | — | — | common stock | 926 | 2,777 | D |
| Restricted Stock UnitsF6,F4,F7 | — | May 13, 2016 | M | 844 | D | — | — | common stock | 844 | 1,686 | D |
Explanation of responses
- F1Represents the conversion, upon vesting, of restricted stock units into common stock.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on May 12, 2016 of the restricted stock units awarded to the reporting person on May 12, 2015.
- F3Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting on May 13, 2016 of the restricted stock units awarded to the reporting person on May 13, 2014.
- F4Each Restricted Stock Unit represents the right to receive, following vesting, one share of Forrester Research, Inc. common stock.
- F5On May 12, 2015, the reporting person was granted 3703 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
- F6Each Restricted Stock Unit is the equivalent of one share of Forrester Research, Inc. common stock.
- F7On May 13, 2014, the reporting person was granted 3374 Restricted Stock Units that vest and convert into common stock in four equal and consecutive installments beginning on the first anniversary of the grant date.
Remarks
The Form 4 has been amended to correct the footnote in Part I, Sec. 4 regarding the number of shares withheld for tax purposes. The shares withheld are 253 not 844. The Form 4 also amends the date in Table II, second row of Section 3. The date Transaction Date is 5/13/2016 and not 5/12/2016.