SEC Form 4 · accession 0001001250-18-000060
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Aug 22, 2018
Accepted (ET)
Aug 22, 2018 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF4,F1,F3 | — | Aug 22, 2018 | A | 129,282 | A | — | — | Class A Common Stock | 129,282 | 129,282 | D |
Explanation of responses
- F1Not applicable. Performance Share Units ("PSUs") are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.
- F2The performance conditions of this first of three tranches of the PSU award granted on September 4, 2015 were certified as achieved on August 22, 2018.
- F3This tranche will vest on June 30, 2021, subject to (a) the Reporting Person's continued employment, and (b) earlier forfeiture or payment in accordance with the terms of the PSU award agreement.
- F4Not applicable.