SEC Form 4/A · accession 0001001250-18-000066
ESTEE LAUDER COMPANIES INC · EL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Fabrizio Freda
Officer — President and CEO · Director
Period of report
Aug 22, 2018
Accepted (ET)
Aug 28, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001250
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF4,F1,F3 | — | Aug 22, 2018 | A | 129,282 | A | — | — | Class A Common Stock | 129,282 | 129,282 | D |
Explanation of responses
- F1Not applicable. Performance Share Units ("PSUs") are paid out in shares of Class A Common Stock on a one-to-one basis.
- F2The remaining performance condition of this first of three tranches of the PSU award granted on September 4, 2015 was certified as achieved on August 22, 2018.
- F3This tranche will be paid out on June 30, 2021, subject to the terms and conditions of the award.
- F4Not applicable.
Remarks
This amendment on Form 4/A to the Form 4 filed on August 22, 2018 (the "Original Form 4") is made solely to correct footnotes 1, 2 and 3. No new or revised transactions or holdings are being reported. All other information in the Original Form 4 remains the same.