SEC Form 4 · accession 0001179110-17-014674
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Nov 28, 2017
Accepted (ET)
Nov 28, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | D | 100 | $2.18 | D | 21,833 | D | |
| Common Stock | Nov 28, 2017 | D | 200 | $2.20 | D | 21,633 | D | |
| Common Stock | Nov 28, 2017 | D | 200 | $2.23 | D | 21,433 | D | |
| Common Stock | Nov 28, 2017 | D | 200 | $2.24 | D | 21,233 | D | |
| Common Stock | Nov 28, 2017 | D | 300 | $2.21 | D | 20,933 | D |
Table II — derivative securities
No Table II lines on this filing.