SEC Form 4/A · accession 0001179110-17-014705
BROADWAY FINANCIAL CORP \DE\ · BYFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brenda J Battey
Officer — SVP/Chief Financial Officer
Period of report
Nov 28, 2017
Accepted (ET)
Nov 29, 2017 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | D | 100 | $2.18 | D | 20,833 | D | |
| Common Stock | Nov 28, 2017 | D | 200 | $2.20 | D | 20,633 | D | |
| Common Stock | Nov 28, 2017 | D | 200 | $2.23 | D | 20,433 | D | |
| Common Stock | Nov 28, 2017 | D | 200 | $2.24 | D | 20,233 | D | |
| Common Stock | Nov 28, 2017 | D | 300 | $2.21 | D | 19,933 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjusted to reflect correct amount of securities beneficially owned following reported transaction(s) Filed 11/13/2017 with incorrect amount.