Daily feed · SEC Form 4 filings
All insider purchases — Nov 6, 2017
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 2, 2017 PForm 4 → | Nov 6, 7:07 am EST | KELLOGG COK | Steven A CahillaneCEO & President, Director | 15,930 | $62.70 | $998,865 | 15,930 | — | plan? |
| Nov 1, 2017 PForm 4 → | Nov 3, 5:24 pm EDT | Qumu CorpQUMU | Harbert Discovery Fund, LP +610% Owner | 156,709 | $2.44 | $382,213 | 1,096,879 | +16.7% | plan? |
| Nov 1, 2017 PForm 4 → | Nov 3, 4:22 pm EDT | BRINKS COBCO | Ronald James DomanicoEVP, Chief Financial Officer | 3,000 | $76.85 | $230,550 | 37,267 | +8.75% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 6, 11:17 am EST | Prudential Short Duration High Yield Fund, Inc.ISD | Barry H EvansDirector | 14,996 | $15.10 | $226,510 | 14,996 | — | plan? |
| Nov 2, 2017 PForm 4 → | Nov 6, 9:15 am EST | Immune Design Corp.IMDZ | Lewis W ColemanDirector | 50,000 | $4.50 | $225,000 | 175,000 | +40.0% | plan? |
| Oct 30, 2017 PForm 4 → | Nov 3, 5:43 pm EDT | CENTURY BANCORP INCCNBKA | James J Filler10% Owner | 2,588 | $84.81 | $219,498 | 587,155 | +0.44% | plan? late |
| Nov 2, 2017 PForm 4 → | Nov 3, 4:12 pm EDT | LATIN AMERICAN DISCOVERY FUND, INC.LDF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 19,009 | $11.47 | $218,033 | 91,442 | +26.2% | plan? |
| Nov 3, 2017 PForm 4 → | Nov 6, 2:40 pm EST | MBT FINANCIAL CORPMBTF | Joseph S DalyDirector | 15,000 | $10.48 | $157,167 | 174,807 | +9.39% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:32 pm EDT | Drive Shack Inc.DS | Alan L. TysonDirector | 37,760 | $3.76 | $142,164 | 238,164 | +18.8% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:34 pm EDT | TEJON RANCH COTRC | Gregory S. BielliPresident/ CEO, Director | 5,600 | $18.00 | $100,800 | 66,721 | +9.16% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:43 pm EDT | TEJON RANCH COTRC | Allen E LydaExecutive Vice President/ CFO | 5,000 | $18.00 | $90,000 | 104,977 | +5.00% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 6:01 pm EDT | TEJON RANCH COTRC | Geoffrey L StackDirector | 4,959 | $18.00 | $89,262 | 53,816 | +10.2% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 6, 1:04 pm EST | GenMark Diagnostics, Inc.GNMK | Michael KagnoffDirector | 20,000 | $4.13 | $82,600 | 64,413 | +45.0% | plan? |
| Nov 1, 2017 PForm 4 → | Nov 3, 5:38 pm EDT | MCCLATCHY COMNI | Chatham Asset Management, LLC10% Owner | 8,500 | $9.60 | $81,619 | 995,904 | +0.86% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:24 pm EDT | TEJON RANCH COTRC | Robert A AlterDirector | 4,000 | $18.00 | $72,000 | 24,995 | +19.1% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:39 pm EDT | TEJON RANCH COTRC | Anthony L. LeggioDirector | 3,753 | $18.00 | $67,554 | 22,525 | +20.0% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:50 pm EDT | TEJON RANCH COTRC | Norman J MetcalfeDirector | 3,103 | $18.00 | $55,854 | 50,967 | +6.48% | plan? |
| Nov 3, 2017 PForm 4 → | Nov 6, 8:59 am EST | Arlington Asset Investment Corp.AI | J Rock Tonkel Jr.President and CEO, Director | 5,000 | $11.00 | $54,992 | 327,132 | +1.55% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 6, 9:45 am EST | Newtek Business Services Corp.NEWT | Barry SloaneChairman & CEO, Director | 3,000 | $16.60 | $49,785 | 1,006,113 | +0.30% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 4:18 pm EDT | FIRST BUSINESS FINANCIAL SERVICES, INC.FBIZ | John J HarrisDirector | 2,000 | $22.52 | $45,038 | 10,000 | +25.0% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:53 pm EDT | TEJON RANCH COTRC | Joseph N RentfroExecutive VP- Real Estate | 2,393 | $18.00 | $43,074 | 14,362 | +20.0% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:29 pm EDT | TEJON RANCH COTRC | Steven A. BettsDirector | 2,303 | $18.00 | $41,454 | 15,127 | +18.0% | plan? |
| Nov 1, 2017 PForm 4 → | Nov 3, 4:15 pm EDT | Triumph Bancorp, Inc.TBK | Michael P RaffertyDirector | 1,000 | $30.72 | $30,720 | 24,696 | +4.22% | plan? |
| Nov 3, 2017 PForm 4 → | Nov 3, 4:34 pm EDT | FNB CORP/PA/FNB | James D ChiafulloDirector | 2,000 | $13.54 | $27,073 | 48,220 | +4.33% | plan? |
| Nov 1, 2017 PForm 4 → | Nov 3, 5:33 pm EDT | CASTLIGHT HEALTH, INC.CSLT | Robert Derek NewellPresident, Director | 5,477 | $3.85 | $21,086 | 134,616 | +4.24% | plan? |
| Oct 30, 2017 PForm 4 → | Nov 3, 7:44 pm EDT | Erin Energy Corp.ERN | Kase Lukman Lawal10% Owner | 7,800 | $2.67 | $20,818 | 3,355,962 | +0.23% | plan? late |
| Nov 1, 2017 PForm 4 → | Nov 3, 6:37 pm EDT | UMB FINANCIAL CORPUMBF | Greg M GravesDirector | 273 | $73.21 | $20,000 | 19,011 | +1.46% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 6:06 pm EDT | TEJON RANCH COTRC | Frederick C TuomiDirector | 1,000 | $18.00 | $18,000 | 16,995 | +6.25% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 4:15 pm EDT | GROWLIFE, INC.PHOT | Michael E FasciDirector | 2,000,000 | $0.005 | $10,000 | 5,750,000 | +53.3% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 6, 10:17 am EST | Newtek Business Services Corp.NEWT | Peter Mathison DownsChief Lending Officer, Director | 500 | $16.55 | $8,273 | 21,996 | +2.33% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 4:33 pm EDT | Firsthand Technology Value Fund, Inc.SVVC | Kevin M LandisPresident, Director | 1,000 | $7.91 | $7,908 | 43,016 | +2.38% | plan? |
| Nov 3, 2017 PForm 4 → | Nov 3, 4:59 pm EDT | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 10,587 | $0.6103 | $6,461 | 13,197,251 | +0.08% | plan? amended |
| Oct 31, 2017 PForm 4 → | Nov 6, 6:05 am EST | REGI U S INCRGUS | Paul Willard ChuteCEO, Director | 63,025 | $0.10 | $6,303 | 1,709,625 | +3.83% | plan? late |
| Nov 3, 2017 PForm 4 → | Nov 3, 4:30 pm EDT | WAYNE SAVINGS BANCSHARES INC /DE/WAYN | Peggy J SchmitzDirector | 350 | $17.93 | $6,274 | 6,000 | +6.19% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 3, 5:46 pm EDT | TEJON RANCH COTRC | Hugh F. McMahon IVSenior VP- Comm & Ind. RE | 277 | $18.00 | $4,986 | 5,439 | +5.37% | plan? |
| Nov 3, 2017 PForm 4 → | Nov 6, 10:55 am EST | FIDELITY SOUTHERN CORPLION | W Clyde Shepherd IIIDirector | 182 | $21.92 | $3,999 | 305,649 | +0.06% | plan? |
| Oct 31, 2017 PForm 4 → | Nov 3, 6:09 pm EDT | ENDONOVO THERAPEUTICS, INC.ENDV | Michael Scott MannPresident, 10% Owner | 46,000 | $0.064 | $2,946 | 24,081,189 | +0.19% | plan? late |
| Nov 2, 2017 PForm 4 → | Nov 6, 3:29 pm EST | PEN INC.PENC | Ronald J BermanDirector | 1,500 | $1.31 | $1,960 | 252,892 | +0.60% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 6, 2:16 pm EST | CION Ares Diversified Credit FundCADWX | CION Ares Management, LLC10% Owner | 40 | $25.23 | $1,000 | 40 | — | plan? |
| Nov 2, 2017 PForm 4 → | Nov 6, 1:52 pm EST | CITIZENS INCCIA | David S JorgensenGeneral Manager of Subsidiary | 132 | $7.57 | $996 | 2,900 | +4.75% | plan? |
| Nov 2, 2017 PForm 4 → | Nov 6, 12:20 pm EST | BANK OF SOUTH CAROLINA CORPBKSC | Eugene H Walpole IVChief Financial Officer | 21 | $18.95 | $398 | 2,706 | +0.78% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.