Company · CIK 0000927628 · SIC 6021 — National Commercial Banks · NYSE
CAPITAL ONE FINANCIAL CORP · COF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2017 AForm 4 → | May 5, 5:43 pm EDT | Pierre E LeroyDirector | 2,061 | — | — | 41,361 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:43 pm EDT | Peter Thomas KillaleaDirector | 2,061 | — | — | 5,151 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:42 pm EDT | Benjamin P Jenkins IIIDirector | 2,061 | — | — | 14,800 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:42 pm EDT | Lewis Hay IIIDirector | 2,061 | — | — | 43,283 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 5:42 pm EDT | Ann F HackettDirector | 2,061 | — | — | 58,011 | — | plan? |
| Apr 3, 2017 SForm 4 → | Apr 5, 4:16 pm EDT | Michael J WassmerPresident, U.S. Card | 734 | $86.88 | $63,770 | 79,998 | −0.91% | plan? |
| Mar 16, 2017 SForm 4 → | Mar 20, 4:06 pm EDT | Christopher T NewkirkPres., Intl. and Sm. Bus. Card | 5,238 | $90.46 | $473,829 | 26,364 | −16.6% | plan? |
| Mar 13, 2017 SForm 4 → | Mar 15, 5:31 pm EDT | Jory A BersonChief Human Resources Officer | 63,562 | $92.08 | $5,852,643 | 98,980 | −39.1% | plan? |
| Mar 13, 2017 MForm 4 → | Mar 15, 5:31 pm EDT | Jory A BersonChief Human Resources Officer | 57,457 | $48.28 | $2,774,024 | 162,542 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:46 pm EST | Jory A BersonChief Human Resources Officer | 20,275 | $92.40 | $605,035 | 105,085 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:46 pm EST | Robert M. AlexanderChief Information Officer | 17,392 | $92.40 | $519,011 | 94,603 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:46 pm EST | Kevin S. BorgmannChief Risk Officer | 16,089 | $92.40 | $501,455 | 57,637 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:45 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 24,052 | $92.40 | $749,641 | 139,784 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:45 pm EST | Yajnik SanjivPresident, Financial Services | 21,216 | $92.40 | $579,348 | 169,461 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:45 pm EST | Michael SlocumPresident, Commercial Banking | 18,316 | $92.40 | $606,329 | 68,181 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:44 pm EST | Richard D FairbankChair, CEO and President, Director | 287,026 | $92.40 | $8,565,110 | 2,680,551 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:44 pm EST | Michael J WassmerPresident, U.S. Card | 8,295 | $92.40 | $247,540 | 80,591 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:44 pm EST | Stephen S CrawfordHead of Finance and Corp Dev | 34,346 | $92.40 | $1,079,786 | 177,684 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:44 pm EST | Jonathan W. WitterPresident, Retail Banking | 22,120 | $92.40 | $689,304 | 105,415 | — | plan? |
| Mar 8, 2017 AFForm 4 → | Mar 10, 4:43 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 21,776 | $92.40 | $678,586 | 66,168 | — | plan? |
| Mar 6, 2017 SForm 4 → | Mar 8, 5:48 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 9,429 | $93.49 | $881,517 | 22,254 | −29.8% | plan? |
| Mar 2, 2017 SForm 4 → | Mar 6, 4:07 pm EST | Michael J WassmerPresident, U.S. Card | 21,175 | $95.35 | $2,019,126 | 77,654 | −21.4% | plan? |
| Mar 2, 2017 MForm 4 → | Mar 6, 4:07 pm EST | Michael J WassmerPresident, U.S. Card | 18,990 | $48.95 | $929,561 | 98,829 | — | plan? |
| Mar 2, 2017 SForm 4 → | Mar 6, 4:06 pm EST | Robert M. AlexanderChief Information Officer | 14,446 | $95.34 | $1,377,293 | 88,445 | −14.0% | plan? |
| Mar 1, 2017 SForm 4 → | Mar 3, 4:06 pm EST | Yajnik SanjivPresident, Financial Services | 10,000 | $95.02 | $950,200 | 160,785 | −5.86% | plan? |
| Mar 1, 2017 MForm 4 → | Mar 3, 4:06 pm EST | Yajnik SanjivPresident, Financial Services | 10,000 | $56.32 | $563,200 | 170,785 | — | plan? |
| Mar 1, 2017 SForm 4 → | Mar 3, 4:05 pm EST | Richard Scott BlackleyChief Financial Officer | 3,507 | $95.00 | $333,165 | 42,973 | −7.55% | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:14 pm EST | Jonathan W. WitterPresident, Retail Banking | 52,632 | $88.89 | $2,633,055 | 98,122 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:13 pm EST | Michael J WassmerPresident, U.S. Card | 33,649 | $89.04 | $1,739,526 | 79,756 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:13 pm EST | Michael SlocumPresident, Commercial Banking | 48,318 | $88.92 | $2,430,970 | 62,989 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:13 pm EST | Yajnik SanjivPresident, Financial Services | 52,439 | $88.79 | $2,563,492 | 160,643 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:13 pm EST | Christopher T NewkirkPres., Intl. and Sm. Bus. Card | 14,298 | $89.13 | $754,814 | 31,602 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:12 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 53,728 | $89.01 | $2,756,757 | 59,080 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:12 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 57,175 | $88.90 | $2,865,973 | 131,958 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:12 pm EST | Richard D FairbankChair, CEO and President, Director | 88,994 | $88.89 | $4,449,855 | 2,578,913 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:11 pm EST | Noelle K EderChief Card Cust. Exp. Officer | 18,232 | $88.82 | $897,461 | 38,803 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:11 pm EST | Stephen S CrawfordHead of Finance and Corp Dev | 89,157 | $88.96 | $4,523,333 | 166,710 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:11 pm EST | Kevin S. BorgmannChief Risk Officer | 48,292 | $88.97 | $2,459,571 | 52,402 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:10 pm EST | Richard Scott BlackleyChief Financial Officer | 21,569 | $88.93 | $1,086,670 | 46,480 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:10 pm EST | Jory A BersonChief Human Resources Officer | 47,002 | $88.86 | $2,334,881 | 97,785 | — | plan? |
| Feb 15, 2017 DFMForm 4 → | Feb 17, 7:07 pm EST | Robert M. AlexanderChief Information Officer | 44,127 | $88.84 | $2,182,256 | 102,891 | — | plan? |
| Feb 14, 2017 SForm 4 → | Feb 16, 4:29 pm EST | Noelle K EderChief Card Cust. Exp. Officer | 30,993 | $89.70 | $2,780,073 | 40,779 | −43.2% | plan? |
| Feb 14, 2017 MForm 4 → | Feb 16, 4:29 pm EST | Noelle K EderChief Card Cust. Exp. Officer | 30,993 | $82.08 | $2,543,905 | 71,772 | — | plan? |
| Feb 10, 2017 SForm 4 → | Feb 14, 4:58 pm EST | Patrick W GrossDirector | 41,060 | $88.50 | $3,633,810 | 47,839 | −46.2% | plan? |
| Feb 10, 2017 MForm 4 → | Feb 14, 4:58 pm EST | Patrick W GrossDirector | 41,060 | $46.27 | $1,899,697 | 88,899 | — | plan? |
| Feb 7, 2017 SForm 4 → | Feb 9, 4:41 pm EST | Mayo A Shattuck IIIDirector | 3,415 | $87.25 | $297,959 | 41,889 | −7.54% | plan? |
| Feb 7, 2017 MForm 4 → | Feb 9, 4:41 pm EST | Mayo A Shattuck IIIDirector | 3,415 | $74.72 | $255,169 | 45,304 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:25 pm EST | Yajnik SanjivPresident, Financial Services | 13,969 | — | — | 165,946 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:25 pm EST | Jory A BersonChief Human Resources Officer | 11,930 | — | — | 103,333 | — | plan? |
| Feb 2, 2017 FMForm 4 → | Feb 6, 7:24 pm EST | Richard D FairbankChair, CEO and President, Director | 2,659 | $86.34 | $229,578 | 2,590,037 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:24 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 15,646 | — | — | 67,298 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:24 pm EST | Richard Scott BlackleyChief Financial Officer | 16,939 | — | — | 49,351 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:23 pm EST | Michael J WassmerPresident, U.S. Card | 18,242 | — | — | 85,181 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:23 pm EST | Jonathan W. WitterPresident, Retail Banking | 13,702 | — | — | 104,730 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:23 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 14,762 | — | — | 139,257 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:23 pm EST | Noelle K EderChief Card Cust. Exp. Officer | 13,239 | — | — | 40,779 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:22 pm EST | Kevin S. BorgmannChief Risk Officer | 13,198 | — | — | 59,398 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:22 pm EST | Michael SlocumPresident, Commercial Banking | 14,302 | — | — | 69,349 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:22 pm EST | Robert M. AlexanderChief Information Officer | 11,947 | — | — | 107,890 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:21 pm EST | Christopher T NewkirkPres., Intl. and Sm. Bus. Card | 8,112 | — | — | 34,242 | — | plan? |
| Feb 2, 2017 AForm 4 → | Feb 6, 7:21 pm EST | Stephen S CrawfordHead of Finance and Corp Dev | 23,124 | — | — | 179,251 | — | plan? |
| Feb 1, 2017 GForm 4 → | Feb 3, 4:43 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 16,321 | — | — | 124,495 | — | plan? |
| Feb 1, 2017 SForm 4 → | Feb 3, 4:40 pm EST | Michael J WassmerPresident, U.S. Card | 8,750 | $88.10 | $770,875 | 66,939 | −11.6% | plan? |
| Feb 1, 2017 MForm 4 → | Feb 3, 4:40 pm EST | Michael J WassmerPresident, U.S. Card | 8,750 | $76.79 | $671,913 | 75,689 | — | plan? |
| Feb 1, 2017 SForm 4 → | Feb 3, 4:40 pm EST | Kevin S. BorgmannChief Risk Officer | 39,297 | $88.20 | $3,465,851 | 46,200 | −46.0% | plan? |
| Feb 1, 2017 MForm 4 → | Feb 3, 4:40 pm EST | Kevin S. BorgmannChief Risk Officer | 29,540 | $57.56 | $1,700,441 | 85,497 | — | plan? |
| Jan 31, 2017 GForm 4 → | Feb 3, 4:43 pm EST | Richard D FairbankChair, CEO and President, Director | 2,255 | — | — | 2,590,766 | — | plan? late |
| Jan 30, 2017 SForm 4 → | Feb 1, 4:25 pm EST | Pierre E LeroyDirector | 8,998 | $88.09 | $792,634 | 39,300 | −18.6% | plan? |
| Jan 30, 2017 MForm 4 → | Feb 1, 4:25 pm EST | Pierre E LeroyDirector | 4,098 | $74.72 | $306,203 | 48,298 | — | plan? |
| Jan 30, 2017 SForm 4 → | Feb 1, 4:25 pm EST | Richard D FairbankChair, CEO and President, Director | 145,974 | $88.21 | $12,876,539 | 2,593,021 | −5.33% | plan? |
| Jan 30, 2017 MForm 4 → | Feb 1, 4:25 pm EST | Richard D FairbankChair, CEO and President, Director | 145,974 | $50.99 | $7,443,214 | 2,738,995 | — | plan? |
| Jan 26, 2017 SForm 4 → | Jan 30, 4:41 pm EST | Richard D FairbankChair, CEO and President, Director | 600,000 | $89.12 | $53,469,257 | 2,593,021 | −18.8% | plan? |
| Jan 26, 2017 MForm 4 → | Jan 30, 4:41 pm EST | Richard D FairbankChair, CEO and President, Director | 600,000 | $50.99 | $30,594,000 | 2,893,021 | — | plan? |
| Jan 3, 2017 SForm 4 → | Jan 5, 4:33 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 113,547 | $88.78 | $10,080,246 | 51,652 | −68.7% | plan? |
| Jan 3, 2017 MForm 4 → | Jan 5, 4:33 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 76,457 | $36.66 | $2,802,627 | 165,199 | — | plan? |
| Dec 14, 2016 SForm 4 → | Dec 19, 4:53 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 20,000 | $88.84 | $1,776,800 | 88,742 | −18.4% | plan? late |
| Dec 14, 2016 MForm 4 → | Dec 19, 4:53 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 20,000 | $76.79 | $1,535,800 | 108,742 | — | plan? late |
| Dec 12, 2016 SForm 4 → | Dec 14, 5:02 pm EST | Lewis Hay IIIDirector | 12,515 | $90.43 | $1,131,710 | 41,222 | −23.3% | plan? |
| Dec 12, 2016 MForm 4 → | Dec 14, 5:02 pm EST | Lewis Hay IIIDirector | 12,515 | $55.15 | $690,198 | 53,737 | — | plan? |
| Dec 12, 2016 SForm 4 → | Dec 14, 5:01 pm EST | Yajnik SanjivPresident, Financial Services | 23,560 | $90.37 | $2,129,172 | 151,827 | −13.4% | plan? |
| Dec 12, 2016 MForm 4 → | Dec 14, 5:01 pm EST | Yajnik SanjivPresident, Financial Services | 23,560 | $76.79 | $1,809,172 | 175,387 | — | plan? |
| Dec 12, 2016 SForm 4 → | Dec 14, 5:01 pm EST | Robert M. AlexanderChief Information Officer | 35,107 | $90.38 | $3,172,900 | 95,943 | −26.8% | plan? |
| Dec 12, 2016 MForm 4 → | Dec 14, 5:01 pm EST | Robert M. AlexanderChief Information Officer | 29,190 | $76.79 | $2,241,500 | 131,050 | — | plan? |
| Nov 23, 2016 SForm 4 → | Nov 28, 5:40 pm EST | Jory A BersonChief Human Resources Officer | 115,650 | $84.00 | $9,714,600 | 91,275 | −55.9% | plan? |
| Nov 23, 2016 MForm 4 → | Nov 28, 5:40 pm EST | Jory A BersonChief Human Resources Officer | 107,800 | $62.75 | $6,764,023 | 206,925 | — | plan? |
| Nov 11, 2016 SForm 4 → | Nov 15, 6:30 pm EST | Jory A BersonChief Human Resources Officer | 7,086 | $80.00 | $566,880 | 99,125 | −6.67% | plan? |
| Nov 11, 2016 SForm 4 → | Nov 15, 6:30 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 88,510 | $80.85 | $7,156,033 | 140,816 | −38.6% | plan? |
| Nov 10, 2016 GMForm 4 → | Nov 15, 6:30 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 89,910 | $76.79 | $6,796,683 | 229,326 | — | plan? late |
| Nov 9, 2016 SForm 4 → | Nov 14, 6:10 pm EST | Richard D FairbankChair, CEO and President, Director | 873,024 | $77.63 | $67,775,074 | 2,593,016 | −25.2% | plan? late |
| Nov 9, 2016 MForm 4 → | Nov 14, 6:10 pm EST | Richard D FairbankChair, CEO and President, Director | 873,024 | $68.34 | $59,660,400 | 2,725,958 | — | plan? late |
| Oct 31, 2016 SForm 4 → | Nov 2, 4:53 pm EDT | Richard D FairbankChair, CEO and President, Director | 4,300 | $75.12 | $323,016 | 2,593,016 | −0.17% | plan? |
| Oct 31, 2016 MForm 4 → | Nov 2, 4:53 pm EDT | Richard D FairbankChair, CEO and President, Director | 4,300 | $50.99 | $219,257 | 2,597,316 | — | plan? |
| Oct 27, 2016 SForm 4 → | Oct 31, 4:38 pm EDT | Richard D FairbankChair, CEO and President, Director | 265,914 | $75.16 | $19,985,212 | 2,593,016 | −9.30% | plan? |
| Oct 27, 2016 MForm 4 → | Oct 31, 4:38 pm EDT | Richard D FairbankChair, CEO and President, Director | 265,914 | $50.99 | $13,558,955 | 2,599,816 | — | plan? |
| Jun 22, 2016 FForm 4 → | Jun 24, 4:28 pm EDT | Stephen S CrawfordHead of Finance and Corp Dev | 39,077 | $63.93 | $2,498,193 | 156,127 | — | plan? |
| May 9, 2016 AForm 4 → | May 11, 4:20 pm EDT | Richard Scott BlackleyChief Financial Officer | 14,368 | — | — | 32,412 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:29 pm EDT | Catherine WestDirector | 2,440 | — | — | 10,547 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:29 pm EDT | Bradford H WarnerDirector | 2,440 | — | — | 48,024 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Mayo A Shattuck IIIDirector | 2,440 | — | — | 41,889 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 4:28 pm EDT | Peter E RaskindDirector | 2,440 | — | — | 16,131 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2015 AForm 4 → | Feb 2, 5:34 pm EST | Michael SlocumPresident, Commercial Banking | 48,706 | — | — | 29,413 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:34 pm EST | Robert M. AlexanderChief Information Officer | 44,925 | — | — | 27,266 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:33 pm EST | Jory A BersonChief Human Resources Officer | 49,651 | — | — | 30,296 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:33 pm EST | Jonathan W. WitterPresident, Retail Banking | 53,410 | — | — | 32,354 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:31 pm EST | Ryan M. SchneiderPresident, Card | 72,653 | — | — | 46,374 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:31 pm EST | Yajnik SanjivPresident, Financial Services | 51,213 | — | — | 29,688 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:30 pm EST | Frank G. LaPrade,IIIChief Enterprise Srvcs Officer | 52,178 | — | — | 31,903 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:29 pm EST | John G Finneran Jr.Gen. Counsel & Corp. Secretary | 54,478 | — | — | 31,660 | — | |
| Jan 29, 2015 AForm 4 → | Feb 2, 5:29 pm EST | Stephen S CrawfordChief Financial Officer | 96,463 | — | — | 60,664 | — | |
| Jan 29, 2015 AMForm 4 → | Feb 2, 5:28 pm EST | Richard D FairbankChair, CEO and President, Director | 155,594 | — | — | 115,812 | — | |
| Jan 30, 2014 AForm 4/A → | Jan 15, 2015, 4:35 pm EST | Stephen S CrawfordChief Financial Officer | 20,795 | — | — | 20,795 | — |