Company · CIK 0000906780 · SIC 5810 — Retail-Eating & Drinking Places

EMPIRE RESORTS INC · NYNY

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $25k · 1sales $911k · 27net −$886k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 5, 2015 AForm 4 →	May 7, 9:24 am EDT	Nanette L. HornerEVP, Chief Counsel, CCO	50,000	—	—	70,000	—	plan?
Feb 6, 2015 XForm 4 →	Feb 9, 3:37 pm EST	Kien Huat Realty III Ltd +110% Owner	2,667,165	$7.10	$18,936,872	31,191,035	—	plan?
Jan 15, 2015 XForm 4 →	Jan 16, 2:10 pm EST	Kien Huat Realty III Ltd +110% Owner	4,321,798	$7.10	$30,684,766	28,523,870	—	plan?
Jan 2, 2015 SForm 4 →	Jan 5, 12:51 pm EST	Nanette L. HornerEVP, Chief Counsel, CCO	20,000	$7.51	$150,208	20,000	−50.0%	plan?
Jan 2, 2015 MForm 4 →	Jan 5, 12:51 pm EST	Nanette L. HornerEVP, Chief Counsel, CCO	20,000	$2.79	$55,800	40,000	—	plan?
Jan 2, 2015 DMForm 4 →	Jan 5, 12:30 pm EST	Emanuel R PearlmanDirector	4,289	$6.33	$27,154	21,545	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 20, 2019 PForm 4 →	Feb 21, 4:29 pm EST	Kien Huat Realty III Ltd +110% Owner	200	$100,000.00	$20,000,000	320	—
Jan 21, 2019 AForm 4 →	Jan 23, 9:54 pm EST	Ryan M EllerSee Remarks, Director	50,000	—	—	50,000	—
Jan 21, 2019 AForm 4 →	Jan 23, 9:29 pm EST	Emanuel R PearlmanExecutive Chairman, Director	50,000	—	—	50,000	—
Jan 20, 2019 AMForm 4/A →	Jan 24, 6:38 pm EST	Jamie M. SankoChief Accounting Officer	45,000	—	—	15,000	—
Jan 20, 2019 AMForm 4/A →	Jan 24, 6:36 pm EST	Nanette L. HornerEVP, Chief Counsel, CCO	33,750	—	—	11,250	—
Jan 20, 2019 AMForm 4 →	Jan 23, 9:55 pm EST	Kevin D KlineSee Remarks	45,000	—	—	15,000	—
Jan 20, 2019 AMForm 4 →	Jan 23, 9:25 pm EST	Nanette L. HornerEVP, Chief Counsel, CCO	33,750	—	—	11,250	—	amended
Jan 20, 2019 AMForm 4 →	Jan 23, 9:20 pm EST	Jamie M. SankoChief Accounting Officer	45,000	—	—	15,000	—	amended
Nov 13, 2018 PForm 4 →	Nov 13, 5:15 pm EST	Kien Huat Realty III Ltd +110% Owner	120	$100,000.00	$12,000,000	120	—
May 10, 2016 MForm 4 →	May 11, 5:53 pm EDT	Gregg PolleDirector	4,000	—	—	0	—
May 10, 2016 MForm 4 →	May 11, 5:53 pm EDT	Nancy PalumboDirector	4,000	—	—	0	—
May 10, 2016 MForm 4 →	May 11, 5:32 pm EDT	Emanuel R PearlmanDirector	4,000	—	—	0	—
Feb 17, 2016 XForm 4 →	Feb 18, 5:53 pm EST	Kien Huat Realty III Ltd +110% Owner	17,879,469	—	—	0	—
Jan 14, 2016 XForm 4 →	Jan 20, 5:40 pm EST	Kien Huat Realty III Ltd +110% Owner	2,083,333	—	—	11,053,484	—	late
Dec 17, 2015 MForm 4 →	Dec 18, 11:27 am EST	Nancy PalumboDirector	3,333	—	—	0	—
Nov 18, 2015 MForm 4/A →	Nov 23, 4:08 pm EST	Gregg PolleDirector	8,333	—	—	0	—
Nov 18, 2015 MForm 4 →	Nov 19, 10:23 am EST	Gregg PolleDirector	8,333	—	—	0	—	amended
Nov 5, 2015 MForm 4 →	Nov 9, 4:25 pm EST	Emanuel R PearlmanDirector	286,599	—	—	0	—
Nov 4, 2015 MForm 4 →	Nov 4, 6:08 pm EST	Nancy PalumboDirector	8,333	—	—	0	—
Nov 2, 2015 MForm 4 →	Nov 4, 6:08 pm EST	James SimonDirector	13,333	—	—	0	—
Oct 29, 2015 MForm 4/A →	Nov 12, 2:09 pm EST	Amato Joseph A DChief Executive Officer, Director	53,333	—	—	0	—
Oct 29, 2015 MForm 4 →	Nov 2, 8:27 pm EST	Amato Joseph A DChief Executive Officer, Director	53,333	—	—	0	—	amended
Feb 6, 2015 XForm 4 →	Feb 9, 3:37 pm EST	Kien Huat Realty III Ltd +110% Owner	2,667,165	—	—	0	—
Jan 15, 2015 XForm 4 →	Jan 16, 2:10 pm EST	Kien Huat Realty III Ltd +110% Owner	4,321,798	—	—	0	—
Jan 2, 2015 MForm 4 →	Jan 5, 12:51 pm EST	Nanette L. HornerEVP, Chief Counsel, CCO	20,000	—	—	0	—
Jan 2, 2015 MForm 4 →	Jan 5, 12:30 pm EST	Emanuel R PearlmanDirector	2,500	—	—	0	—