Company · CIK 0001551986 · SIC 2834 — Pharmaceutical Preparations

INNOVATE BIOPHARMACEUTICALS, INC. · INNT

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $600k · 13sales $0 · 0net $600k

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 30, 2018 PForm 4 →	Dec 3, 7:18 pm EST	Roy ProujanskyDirector	1,400	$2.63	$3,682	1,400	—	plan?
Nov 30, 2018 PForm 4 →	Dec 3, 7:16 pm EST	Sandeep LaumasExecutive Chairman, Director	3,000	$2.63	$7,890	8,000	+60.0%	plan?
Nov 29, 2018 PForm 4 →	Nov 29, 8:00 pm EST	Christopher P. PriorChief Executive Officer, Director	5,000	$2.75	$13,750	7,009	+249%	plan?
Nov 29, 2018 PForm 4 →	Nov 29, 6:13 pm EST	Sandeep LaumasExecutive Chairman, Director	3,000	$2.56	$7,670	5,000	+150%	plan?
Sep 14, 2018 PForm 4 →	Sep 14, 6:58 pm EDT	Christopher P. PriorChief Executive Officer, Director	200	$5.82	$1,164	2,009	+11.1%	plan?
Sep 12, 2018 PForm 4 →	Sep 13, 6:00 pm EDT	Christopher P. PriorChief Executive Officer, Director	500	$6.13	$3,065	1,809	+38.2%	plan?
Sep 7, 2018 PForm 4 →	Sep 10, 5:49 pm EDT	Sandeep LaumasExecutive Chairman, Director	500	$6.10	$3,050	2,000	+33.3%	plan?
Aug 30, 2018 PForm 4 →	Aug 30, 8:41 pm EDT	Sandeep LaumasExecutive Chairman, Director	500	$5.24	$2,620	750	+200%	plan?
Aug 30, 2018 PForm 4 →	Aug 30, 8:39 pm EDT	Christopher P. PriorChief Executive Officer, Director	309	$5.20	$1,607	1,309	+30.9%	plan?
Aug 28, 2018 PForm 4/A →	Aug 30, 8:38 pm EDT	Sandeep LaumasExecutive Chairman, Director	250	$4.90	$1,225	250	—	plan?
Aug 28, 2018 PForm 4 →	Aug 28, 6:19 pm EDT	Christopher P. PriorChief Executive Officer, Director	1,000	$4.93	$4,930	1,000	—	plan?
Aug 28, 2018 PForm 4 →	Aug 28, 6:17 pm EDT	Sandeep LaumasExecutive Chairman, Director	750	$5.01	$3,759	1,000	+300%	plan? amended
Aug 28, 2018 PForm 4 →	Aug 28, 6:17 pm EDT	Sandeep LaumasExecutive Chairman, Director	—	—	—	250	—	plan? amended
Aug 24, 2018 PForm 4 →	Aug 28, 4:33 pm EDT	June Sherie AlmenoffCOO and Chief Medical Officer	1,400	$4.92	$6,885	1,400	—	plan?
Jan 25, 2018 AForm 4 →	Mar 13, 9:59 pm EDT	David Lewis OlertFormer CFO	10,000	—	—	70,000	—	plan? late
Jan 25, 2018 AForm 4 →	Mar 13, 9:59 pm EDT	Jonathan P ClarkFormer Interim Pres & Director, Director	10,000	—	—	285,000	—	plan? late
Nov 9, 2017 AForm 4 →	Nov 21, 7:40 pm EST	David Lewis OlertCFO	10,000	—	—	60,000	—	plan? late
Nov 9, 2017 AForm 4 →	Nov 21, 7:38 pm EST	Jonathan P ClarkInterim President, Director	25,000	—	—	275,000	—	plan? late
Nov 9, 2017 AForm 4 →	Nov 21, 7:37 pm EST	Steven C BarreDirector	10,000	—	—	50,000	—	plan? late
May 31, 2017 AForm 4 →	Jul 13, 1:36 pm EDT	Steven C BarreDirector	25,000	—	—	40,000	—	plan? late
May 31, 2017 AForm 4 →	Jul 13, 1:34 pm EDT	Christopher Michael MinerDirector	20,000	—	—	35,000	—	plan? late
May 31, 2017 AForm 4 →	Jul 13, 1:33 pm EDT	Robert MachinistDirector	20,000	—	—	35,000	—	plan? late
May 8, 2017 AForm 4 →	Jul 13, 1:45 pm EDT	David Lewis OlertCFO	10,000	—	—	50,000	—	plan? late
Jan 24, 2017 AForm 4 →	Mar 13, 2018, 10:00 pm EDT	David H ClarkeFormer CEO and Director, Director	364,834	—	—	1,418,450	—	plan? late
Jan 24, 2017 AForm 4 →	Jan 27, 1:41 pm EST	Robert MachinistDirector	5,000	—	—	15,000	—	plan? late
Jan 24, 2017 AForm 4 →	Jan 26, 2:29 pm EST	Christopher Michael MinerDirector	5,000	—	—	15,000	—	plan?
Jan 24, 2017 AForm 4 →	Jan 26, 2:28 pm EST	Jonathan P ClarkInterim President, Director	240,000	—	—	250,000	—	plan?
Jan 24, 2017 AForm 4 →	Jan 26, 2:12 pm EST	Steven C BarreDirector	5,000	—	—	15,000	—	plan?
Jan 24, 2017 AForm 4 →	Jan 25, 8:16 pm EST	Marc S MatejkaVP - Operations	15,000	—	—	40,000	—	plan?
Jan 24, 2017 AForm 4 →	Jan 25, 8:15 pm EST	David Lewis OlertCFO	15,000	—	—	40,000	—	plan?
Nov 16, 2016 AForm 4 →	Nov 18, 3:01 pm EST	Steven C BarreDirector	10,000	—	—	10,000	—	plan?
Jul 13, 2016 PForm 4 →	Mar 13, 2018, 10:00 pm EDT	David H ClarkeFormer CEO and Director, Director	923,573	$0.5871	$542,272	1,718,450	+116%	plan? late
Jul 7, 2016 AForm 4 →	Jul 27, 2:25 pm EDT	Jonathan P ClarkDirector	10,000	—	—	10,000	—	plan? late
Jul 7, 2016 AForm 4 →	Jul 26, 8:07 pm EDT	David Lewis OlertCFO	25,000	—	—	25,000	—	plan? late
Jul 7, 2016 AForm 4 →	Jul 26, 7:58 pm EDT	Jawahar TandonChairman of the Board, Director	125,000	—	—	125,000	—	plan? late
Jul 7, 2016 AForm 4 →	Jul 26, 5:54 pm EDT	Vivek TandonEVP - Operations	25,000	—	—	25,000	—	plan? late
Jul 7, 2016 AForm 4 →	Jul 20, 4:02 pm EDT	Jonathan S OrbanDirector	10,000	—	—	10,000	—	plan? late
Jul 7, 2016 AForm 4 →	Jul 19, 3:28 pm EDT	Marc S MatejkaVP - Operations	25,000	—	—	25,000	—	plan? late
Jul 7, 2016 AForm 4 →	Jul 13, 6:12 pm EDT	Robert MachinistDirector	10,000	—	—	10,000	—	plan? late
Jul 7, 2016 AForm 4 →	Jul 13, 4:52 pm EDT	Christopher Michael MinerDirector	10,000	—	—	10,000	—	plan? late

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 4, 2018 AForm 4 →	Dec 7, 5:21 pm EST	Anthony E Maida IIIDirector	25,000	—	—	25,000	—
Dec 4, 2018 AForm 4 →	Dec 7, 5:21 pm EST	Lorin K JohnsonDirector	25,000	—	—	25,000	—
Dec 4, 2018 AForm 4 →	Dec 7, 5:21 pm EST	Roy ProujanskyDirector	75,000	—	—	25,000	—
Dec 4, 2018 AForm 4 →	Dec 7, 5:21 pm EST	Saira RamasastryDirector	75,000	—	—	25,000	—
Jul 7, 2016 AForm 4 →	Jul 26, 8:07 pm EDT	David Lewis OlertCFO	16,834	—	—	16,834	—	late
Jul 7, 2016 AForm 4 →	Jul 26, 7:58 pm EDT	Jawahar TandonChairman of the Board, Director	76,911	—	—	76,911	—	late
Jul 7, 2016 AForm 4 →	Jul 26, 5:54 pm EDT	Vivek TandonEVP - Operations	18,000	—	—	18,000	—	late
Jul 7, 2016 AForm 4 →	Jul 19, 3:28 pm EDT	Marc S MatejkaVP - Operations	18,000	—	—	18,000	—	late