Insider · CIK 0001546135

James T. Stephenson

Files at: JTA, JGV. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $137k · 6sales $156k · 3net −$19k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 27, 2018 SForm 4 →	Aug 29, 4:55 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	5,000	$13.60	$68,005	1,000	−83.3%	plan?
Aug 22, 2018 SForm 4 →	Aug 24, 4:53 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	2,100	$13.53	$28,419	0	−100%	plan?
Aug 21, 2018 SForm 4 →	Aug 23, 5:07 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	4,400	$13.50	$59,396	1,900	−69.8%	plan?
Nov 3, 2016 PForm 4 →	Nov 7, 5:32 pm EST	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	500	$11.30	$5,650	6,300	+8.62%	plan?
Nov 1, 2016 PForm 4 →	Nov 2, 5:12 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	1,000	$11.49	$11,492	5,800	+20.8%	plan?
Oct 28, 2016 PForm 4 →	Nov 1, 5:37 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	834	$11.54	$9,624	4,800	+21.0%	plan?
Oct 27, 2016 PForm 4 →	Oct 31, 4:54 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	4,500	$11.50	$51,750	4,500	—	plan?
Oct 26, 2016 PForm 4/A →	Aug 24, 2018, 4:11 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	200	$11.58	$2,316	200	—	plan?
Oct 26, 2016 PForm 4 →	Oct 28, 2:51 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	666	$11.57	$7,708	5,666	+13.3%	plan? amended
Sep 29, 2015 PForm 4 →	Oct 1, 5:14 pm EDT	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDJTA	5,000	$11.22	$56,105	5,000	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.