Company · CIK 0001543643 · SIC 6021 — National Commercial Banks
CU Bancorp · CUNB
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2015 SForm 4 → | Nov 5, 4:16 pm EST | Charles R BeauregardDirector | 200 | $24.79 | $4,958 | 104,190 | −0.19% | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 6:42 pm EST | Roberto E BarraganDirector | 1,170 | — | — | 3,670 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 6:40 pm EST | Charles H SweetmanDirector | 1,170 | — | — | 3,170 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 2:02 pm EST | Daniel F SelleckDirector | 1,170 | — | — | 5,170 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 1:34 pm EST | Charles R BeauregardDirector | 1,170 | — | — | 104,390 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 11:09 am EST | Eric S KentorDirector | 1,170 | — | — | 2,170 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 11:06 am EST | David C HolmanDirector | 1,170 | — | — | 146,804 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 11:02 am EST | Kenneth J CosgroveDirector | 1,170 | — | — | 86,322 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 10:59 am EST | Kaveh VarjavandDirector | 1,170 | — | — | 1,170 | — | plan? |
| Oct 29, 2015 AForm 4 → | Nov 2, 10:49 am EST | Jeffrey J LeitzingerDirector | 1,170 | — | — | 57,315 | — | plan? |
| Oct 29, 2015 AForm 4 → | Oct 30, 6:43 pm EDT | Roy A SalterDirector | 1,170 | — | — | 3,670 | — | plan? |
| Oct 27, 2015 SForm 4 → | Oct 28, 5:39 pm EDT | David I RainerChairman & CEO, Director | 10,000 | $24.39 | $243,900 | 183,276 | −5.17% | plan? |
| Oct 27, 2015 MForm 4 → | Oct 28, 5:39 pm EDT | David I RainerChairman & CEO, Director | 10,000 | $22.00 | $220,000 | 193,276 | — | plan? |
| Oct 27, 2015 SForm 4 → | Oct 28, 4:13 pm EDT | Anita WolmanEVP and General Counsel | 5,000 | $24.39 | $121,950 | 64,390 | −7.21% | plan? |
| Oct 27, 2015 MForm 4 → | Oct 28, 4:13 pm EDT | Anita WolmanEVP and General Counsel | 5,000 | $22.00 | $110,000 | 69,390 | — | plan? |
| Oct 27, 2015 SForm 4 → | Oct 28, 2:34 pm EDT | Anne A WilliamsEVP, CCO & COO | 5,000 | $24.39 | $121,950 | 117,330 | −4.09% | plan? |
| Oct 27, 2015 MForm 4 → | Oct 28, 2:34 pm EDT | Anne A WilliamsEVP, CCO & COO | 5,000 | $22.00 | $110,000 | 122,330 | — | plan? |
| Oct 22, 2015 GForm 4 → | Oct 22, 4:47 pm EDT | David I RainerChairman & CEO, Director | 690 | — | — | 183,276 | — | plan? |
| Oct 15, 2015 SForm 4 → | Oct 19, 1:09 pm EDT | David C HolmanDirector | 5,997 | $22.19 | $133,063 | 145,634 | −3.95% | plan? |
| Oct 15, 2015 MForm 4 → | Oct 19, 1:09 pm EDT | David C HolmanDirector | 9,669 | $7.59 | $73,388 | 148,134 | — | plan? |
| Oct 15, 2015 SForm 4 → | Oct 19, 12:41 pm EDT | K Brian HortonPresident, Director | 9,382 | $22.19 | $208,145 | 57,660 | −14.0% | plan? |
| Oct 15, 2015 MForm 4 → | Oct 19, 12:41 pm EDT | K Brian HortonPresident, Director | 9,382 | $7.59 | $71,209 | 60,293 | — | plan? |
| Oct 13, 2015 SForm 4 → | Oct 15, 6:54 pm EDT | David C HolmanDirector | 1,774 | $22.18 | $39,345 | 141,962 | −1.23% | plan? |
| Oct 13, 2015 MForm 4 → | Oct 15, 6:54 pm EDT | David C HolmanDirector | 2,859 | $7.59 | $21,700 | 142,304 | — | plan? |
| Oct 13, 2015 SForm 4 → | Oct 15, 1:06 pm EDT | K Brian HortonPresident, Director | 3,429 | $22.18 | $76,051 | 57,660 | −5.61% | plan? |
| Oct 13, 2015 MForm 4 → | Oct 15, 1:06 pm EDT | K Brian HortonPresident, Director | 3,429 | $7.59 | $26,026 | 58,321 | — | plan? |
| Oct 9, 2015 SForm 4 → | Oct 13, 3:00 pm EDT | K Brian HortonPresident, Director | 739 | $22.40 | $16,554 | 57,660 | −1.27% | plan? |
| Oct 9, 2015 MForm 4 → | Oct 13, 3:00 pm EDT | K Brian HortonPresident, Director | 739 | $7.59 | $5,609 | 58,399 | — | plan? |
| Oct 9, 2015 SForm 4 → | Oct 13, 2:59 pm EDT | David C HolmanDirector | 402 | $22.40 | $9,005 | 140,877 | −0.28% | plan? |
| Oct 9, 2015 MForm 4 → | Oct 13, 2:59 pm EDT | David C HolmanDirector | 649 | $7.59 | $4,926 | 141,279 | — | plan? |
| Oct 7, 2015 SForm 4 → | Oct 9, 6:04 pm EDT | David C HolmanDirector | 6,348 | $22.49 | $142,793 | 140,630 | −4.32% | plan? |
| Oct 7, 2015 MForm 4 → | Oct 9, 6:04 pm EDT | David C HolmanDirector | 10,281 | $7.59 | $78,033 | 144,288 | — | plan? |
| Oct 7, 2015 SForm 4 → | Oct 9, 5:52 pm EDT | K Brian HortonPresident, Director | 12,260 | $22.49 | $275,779 | 57,660 | −17.5% | plan? |
| Oct 7, 2015 MForm 4 → | Oct 9, 5:52 pm EDT | K Brian HortonPresident, Director | 12,260 | $7.59 | $93,053 | 64,730 | — | plan? |
| Oct 5, 2015 SForm 4/A → | Oct 9, 6:01 pm EDT | David C HolmanDirector | 7,771 | $22.77 | $176,946 | 136,697 | −5.38% | plan? |
| Oct 5, 2015 MForm 4/A → | Oct 9, 6:01 pm EDT | David C HolmanDirector | 12,634 | $7.59 | $95,892 | 141,898 | — | plan? |
| Oct 5, 2015 SForm 4 → | Oct 7, 5:21 pm EDT | David C HolmanDirector | 7,771 | $22.77 | $176,946 | 131,834 | −5.57% | plan? amended |
| Oct 5, 2015 MForm 4 → | Oct 7, 5:21 pm EDT | David C HolmanDirector | 7,771 | $7.59 | $58,982 | 137,035 | — | plan? amended |
| Oct 5, 2015 SForm 4 → | Oct 7, 5:15 pm EDT | K Brian HortonPresident, Director | 14,909 | $22.77 | $339,478 | 57,660 | −20.5% | plan? |
| Oct 5, 2015 MForm 4 → | Oct 7, 5:15 pm EDT | K Brian HortonPresident, Director | 14,909 | $7.59 | $113,159 | 67,639 | — | plan? |
| Sep 12, 2015 FForm 4 → | Sep 15, 11:17 am EDT | Anita WolmanEVP and General Counsel | 563 | $21.88 | $12,318 | 64,390 | — | plan? |
| Sep 12, 2015 FForm 4 → | Sep 14, 7:21 pm EDT | Anne A WilliamsEVP, CCO & COO | 1,315 | $21.88 | $28,772 | 117,330 | — | plan? |
| Sep 12, 2015 FForm 4 → | Sep 14, 5:37 pm EDT | David I RainerChairman & CEO, Director | 3,006 | $21.88 | $65,771 | 23,100 | — | plan? |
| Aug 24, 2015 GForm 4 → | Aug 26, 5:35 pm EDT | David I RainerChairman & CEO, Director | 225 | — | — | 172,106 | — | plan? |
| Aug 24, 2015 MForm 4 → | Aug 24, 6:55 pm EDT | Karen A SchoenbaumEVP & CFO | 900 | $12.52 | $11,268 | 44,200 | — | plan? |
| Aug 20, 2015 MForm 4 → | Aug 20, 8:28 pm EDT | Karen A SchoenbaumEVP & CFO | 900 | $12.52 | $11,268 | 43,300 | — | plan? |
| Aug 14, 2015 FForm 4 → | Aug 17, 7:49 pm EDT | Anita WolmanEVP and General Counsel | 469 | $22.57 | $10,585 | 64,953 | — | plan? |
| Aug 14, 2015 FForm 4 → | Aug 17, 7:47 pm EDT | Anne A WilliamsEVP, CCO & COO | 1,221 | $22.57 | $27,558 | 118,645 | — | plan? |
| Aug 14, 2015 FForm 4 → | Aug 17, 7:44 pm EDT | David I RainerChairman & CEO, Director | 1,879 | $22.57 | $42,409 | 37,966 | — | plan? |
| Aug 5, 2015 SForm 4 → | Aug 6, 8:26 pm EDT | Charles H SweetmanDirector | 500 | $22.55 | $11,275 | 1,250 | −28.6% | plan? |
| Jul 23, 2015 MForm 4 → | Jul 24, 1:30 pm EDT | Karen A SchoenbaumEVP & CFO | 1,700 | $12.52 | $21,284 | 42,400 | — | plan? |
| Jun 2, 2015 GForm 4 → | Jun 3, 5:48 pm EDT | David I RainerChairman & CEO, Director | 250 | $21.19 | $5,298 | 172,331 | — | plan? |
| Apr 30, 2015 MForm 4 → | May 1, 5:30 pm EDT | Karen A SchoenbaumEVP & CFO | 1,700 | $12.52 | $21,284 | 40,700 | — | plan? |
| Apr 27, 2015 FForm 4 → | Apr 29, 5:44 pm EDT | Anne A WilliamsEVP, CCO & COO | 1,503 | $21.05 | $31,638 | 119,866 | — | plan? |
| Apr 27, 2015 FForm 4 → | Apr 28, 7:20 pm EDT | David I RainerChairman & CEO, Director | 2,255 | $21.05 | $47,468 | 39,845 | — | plan? amended |
| Apr 27, 2015 FForm 4 → | Apr 28, 7:17 pm EDT | Anita WolmanEVP and General Counsel | 752 | $21.05 | $15,830 | 65,422 | — | plan? |
| Mar 19, 2015 AForm 4 → | Mar 20, 7:25 pm EDT | Anita WolmanEVP and General Counsel | 12,000 | — | — | 66,174 | — | plan? |
| Mar 19, 2015 AForm 4 → | Mar 20, 7:23 pm EDT | Anne A WilliamsEVP, CCO & COO | 18,000 | — | — | 121,369 | — | plan? |
| Mar 19, 2015 AForm 4 → | Mar 20, 7:16 pm EDT | Karen A SchoenbaumCFO | 8,000 | — | — | 39,000 | — | plan? |
| Mar 5, 2015 MForm 4 → | Mar 9, 5:51 pm EDT | Karen A SchoenbaumCFO | 1,700 | $12.52 | $21,284 | 31,000 | — | plan? |
| Mar 5, 2015 SForm 4 → | Mar 6, 3:31 pm EST | Anita WolmanEVP and General Counsel | 13,124 | $20.60 | $270,354 | 54,174 | −19.5% | plan? |
| Mar 5, 2015 MForm 4 → | Mar 6, 3:31 pm EST | Anita WolmanEVP and General Counsel | 20,000 | $10.00 | $200,000 | 67,298 | — | plan? |
| Mar 3, 2015 AForm 4 → | Mar 5, 3:31 pm EST | David I RainerChairman & CEO, Director | 4,800 | — | — | 105,403 | — | plan? |
| Feb 2, 2015 AForm 4 → | Feb 8, 2016, 11:46 am EST | Anita WolmanEVP and General Counsel | 4,335 | — | — | 68,262 | — | plan? late |
| Jan 6, 2015 FForm 4 → | Jan 7, 7:15 pm EST | Anne A WilliamsEVP and CCO | 2,699 | $20.38 | $55,006 | 103,369 | — | plan? |
| Jan 6, 2015 FForm 4 → | Jan 7, 7:13 pm EST | Anita WolmanEVP and General Counsel | 547 | $20.38 | $11,148 | 47,298 | — | plan? |
| Dec 9, 2014 MForm 4 → | Apr 6, 2015, 1:15 pm EDT | K Brian HortonPresident, Director | 39,509 | $7.59 | $299,873 | 77,169 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2017 DForm 4 → | Oct 23, 6:19 pm EDT | David I RainerChairman & CEO, Director | 40,000 | — | — | 0 | — | |
| Mar 2, 2017 MForm 4 → | Mar 3, 5:11 pm EST | David I RainerChairman & CEO, Director | 23,333 | $16.00 | $373,328 | 0 | — | |
| Dec 1, 2016 MForm 4 → | Dec 5, 5:11 pm EST | David I RainerChairman & CEO, Director | 56,000 | — | — | 4,000 | — | |
| Dec 1, 2016 MForm 4 → | Dec 2, 5:14 pm EST | Anne A WilliamsEVP, CCO & COO | 8,500 | — | — | 0 | — | |
| Jun 16, 2016 MForm 4 → | Jun 17, 3:33 pm EDT | Charles R BeauregardDirector | 16,924 | — | — | 0 | — | |
| Jun 16, 2016 MForm 4 → | Jun 17, 3:22 pm EDT | Jeffrey J LeitzingerDirector | 26,339 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 1, 10:44 am EDT | David C HolmanDirector | 10,000 | — | — | 0 | — | |
| Apr 13, 2016 MForm 4 → | Apr 15, 3:27 pm EDT | K Brian HortonPresident, Director | 9,954 | — | — | 0 | — | |
| Apr 13, 2016 MForm 4 → | Apr 15, 11:33 am EDT | David C HolmanDirector | 7,218 | — | — | 10,000 | — | |
| Jan 6, 2016 MForm 4 → | Feb 8, 12:53 pm EST | K Brian HortonPresident, Director | 28,268 | — | — | 9,954 | — | late |
| Jan 6, 2016 MForm 4 → | Jan 6, 5:28 pm EST | K Brian HortonPresident, Director | 28,268 | — | — | 9,954 | — | |
| Jan 6, 2016 MForm 4 → | Jan 6, 1:58 pm EST | David C HolmanDirector | 20,687 | — | — | 17,218 | — | |
| Jan 4, 2016 MForm 4 → | Jan 6, 11:21 am EST | K Brian HortonPresident, Director | 11,546 | — | — | 38,222 | — | |
| Jan 4, 2016 MForm 4 → | Jan 6, 11:16 am EST | David C HolmanDirector | 8,190 | — | — | 37,905 | — | |
| Dec 30, 2015 MForm 4 → | Dec 31, 4:54 pm EST | Charles R BeauregardDirector | 16,000 | — | — | 16,924 | — | |
| Nov 16, 2015 MForm 4 → | Nov 17, 2:41 pm EST | David C HolmanDirector | 7,986 | — | — | 46,095 | — | |
| Nov 13, 2015 MForm 4 → | Nov 13, 6:45 pm EST | David C HolmanDirector | 2,014 | — | — | 54,081 | — | |
| Oct 27, 2015 MForm 4 → | Oct 28, 5:39 pm EDT | David I RainerChairman & CEO, Director | 10,000 | $22.00 | $220,000 | 0 | — | |
| Oct 27, 2015 MForm 4 → | Oct 28, 4:13 pm EDT | Anita WolmanEVP and General Counsel | 5,000 | $22.00 | $110,000 | 0 | — | |
| Oct 27, 2015 MForm 4 → | Oct 28, 2:34 pm EDT | Anne A WilliamsEVP, CCO & COO | 5,000 | $22.00 | $110,000 | 0 | — | |
| Oct 15, 2015 MForm 4 → | Nov 12, 12:50 pm EST | K Brian HortonPresident, Director | 9,382 | — | — | 49,768 | — | late |
| Oct 15, 2015 MForm 4 → | Oct 19, 1:09 pm EDT | David C HolmanDirector | 9,669 | — | — | 56,095 | — | |
| Oct 15, 2015 MForm 4 → | Oct 19, 12:41 pm EDT | K Brian HortonPresident, Director | 9,382 | — | — | 49,768 | — | |
| Oct 13, 2015 MForm 4 → | Oct 15, 6:54 pm EDT | David C HolmanDirector | 2,859 | — | — | 65,764 | — | |
| Oct 13, 2015 MForm 4 → | Oct 15, 1:06 pm EDT | K Brian HortonPresident, Director | 3,429 | — | — | 59,150 | — | |
| Oct 9, 2015 MForm 4 → | Oct 13, 2:59 pm EDT | David C HolmanDirector | 649 | — | — | 68,623 | — | |
| Oct 7, 2015 MForm 4 → | Oct 13, 3:00 pm EDT | K Brian HortonPresident, Director | 739 | — | — | 62,579 | — | late |
| Oct 7, 2015 MForm 4 → | Oct 9, 6:04 pm EDT | David C HolmanDirector | 10,281 | — | — | 69,272 | — | |
| Oct 7, 2015 MForm 4 → | Oct 9, 5:52 pm EDT | K Brian HortonPresident, Director | 12,260 | — | — | 63,318 | — | |
| Oct 5, 2015 MForm 4/A → | Oct 9, 6:01 pm EDT | David C HolmanDirector | 12,634 | — | — | 79,553 | — | |
| Oct 5, 2015 MForm 4 → | Oct 7, 5:21 pm EDT | David C HolmanDirector | 7,771 | — | — | 84,416 | — | amended |
| Oct 5, 2015 MForm 4 → | Oct 7, 5:15 pm EDT | K Brian HortonPresident, Director | 14,909 | — | — | 75,578 | — | |
| Aug 24, 2015 MForm 4 → | Feb 8, 2016, 12:32 pm EST | Karen A SchoenbaumEVP & CFO | 900 | — | — | 0 | — | late |
| Aug 24, 2015 MForm 4 → | Aug 24, 6:55 pm EDT | Karen A SchoenbaumEVP & CFO | 900 | — | — | 0 | — | |
| Aug 20, 2015 MForm 4 → | Aug 20, 8:28 pm EDT | Karen A SchoenbaumEVP & CFO | 900 | — | — | 900 | — | |
| Aug 17, 2015 MForm 4 → | Aug 17, 7:58 pm EDT | K Brian HortonPresident, Director | 1,700 | — | — | 90,487 | — | |
| Aug 4, 2015 SForm 4 → | Aug 6, 4:22 pm EDT | David I RainerChairman & CEO, Director | 10,000 | $22.32 | $223,200 | 0 | — | |
| Jul 23, 2015 MForm 4 → | Jul 24, 1:30 pm EDT | Karen A SchoenbaumEVP & CFO | 1,700 | — | — | 1,800 | — | |
| Apr 30, 2015 MForm 4 → | May 1, 5:30 pm EDT | Karen A SchoenbaumEVP & CFO | 1,700 | — | — | 3,500 | — | |
| Mar 19, 2015 AForm 4 → | Mar 23, 5:49 pm EDT | David I RainerChairman & CEO, Director | 40,000 | — | — | 40,000 | — | |
| Mar 5, 2015 MForm 4 → | Mar 9, 5:51 pm EDT | Karen A SchoenbaumCFO | 1,700 | — | — | 5,200 | — | |
| Mar 5, 2015 MForm 4 → | Mar 6, 3:31 pm EST | Anita WolmanEVP and General Counsel | 20,000 | $10.00 | $200,000 | 0 | — | |
| Dec 9, 2014 MForm 4 → | Apr 6, 2015, 1:15 pm EDT | K Brian HortonPresident, Director | 39,509 | — | — | 92,187 | — | late |