Insider · CIK 0001510281

Saba Capital Management, L.P.

Files at: GF, MXF, ECAT, PDX, GRX, ECF, HFRO, MNE and 24 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $226.5M · 397sales $230.7M · 192net −$4.2M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 19, 2016 PForm 4 →	Dec 22, 11:48 am EST	Clough Global Dividend & Income FundGLV	277,000	$11.87	$3,287,594	1,497,699	+22.7%	plan? late
Dec 19, 2016 PForm 4 →	Dec 22, 11:34 am EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	16,852	$14.66	$247,121	2,592,906	+0.65%	plan? late
Dec 19, 2016 PForm 4 →	Dec 22, 11:19 am EST	Advent Claymore Convertible Securities & Income Fund IIAGC	52,094	$5.75	$299,299	5,056,709	+1.04%	plan? late
Dec 15, 2016 PForm 4 →	Dec 19, 11:35 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	28,873	$16.00	$461,968	4,503,261	+0.65%	plan?
Dec 15, 2016 PForm 4 →	Dec 19, 11:30 am EST	Clough Global Dividend & Income FundGLV	142,351	$11.75	$1,671,962	1,220,699	+13.2%	plan?
Dec 15, 2016 PForm 4 →	Dec 19, 11:24 am EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	61,699	$14.64	$903,487	2,576,054	+2.45%	plan?
Dec 15, 2016 PForm 4 →	Dec 19, 11:17 am EST	Advent Claymore Convertible Securities & Income Fund IIAGC	77,393	$5.74	$444,113	5,004,615	+1.57%	plan?
Dec 13, 2016 PForm 4 →	Dec 15, 10:57 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	183,200	$15.98	$2,927,784	4,474,388	+4.27%	plan?
Dec 13, 2016 PForm 4 →	Dec 15, 10:42 am EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	22,580	$14.59	$329,555	2,514,355	+0.91%	plan?
Dec 13, 2016 PForm 4 →	Dec 15, 10:29 am EST	Advent Claymore Convertible Securities & Income Fund IIAGC	223,862	$5.73	$1,282,266	4,927,222	+4.76%	plan?
Dec 9, 2016 PForm 4 →	Dec 13, 11:55 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	35,792	$15.87	$568,090	4,291,188	+0.84%	plan?
Dec 9, 2016 PForm 4 →	Dec 13, 11:47 am EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	22,213	$14.46	$321,289	2,491,775	+0.90%	plan?
Dec 9, 2016 PForm 4 →	Dec 13, 11:41 am EST	Advent Claymore Convertible Securities & Income Fund IIAGC	58,988	$5.67	$334,462	4,703,360	+1.27%	plan?
Dec 8, 2016 PForm 4 →	Dec 9, 11:16 am EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	24,739	$14.42	$356,736	2,469,562	+1.01%	plan?
Dec 7, 2016 PForm 4 →	Dec 9, 11:22 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	104,611	$15.72	$1,644,341	4,255,396	+2.52%	plan?
Dec 5, 2016 PForm 4 →	Dec 7, 1:55 pm EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	48,678	$15.54	$756,315	4,150,785	+1.19%	plan?
Nov 28, 2016 PForm 4 →	Nov 29, 3:25 pm EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	2,898	$15.64	$45,325	4,102,107	+0.07%	plan?
Nov 18, 2016 PForm 4 →	Nov 22, 10:19 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	19,528	$15.38	$300,341	4,099,209	+0.48%	plan?
Nov 16, 2016 PForm 4 →	Nov 18, 11:21 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	37,331	$15.38	$574,151	4,079,681	+0.92%	plan?
Nov 14, 2016 PForm 4 →	Nov 16, 11:59 am EST	CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INCCIK	36,031	$2.93	$105,618	5,945,208	+0.61%	plan?
Nov 14, 2016 PForm 4 →	Nov 16, 11:53 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	76,829	$15.16	$1,164,640	4,042,350	+1.94%	plan?
Nov 9, 2016 PForm 4 →	Nov 14, 1:58 pm EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	160,060	$15.18	$2,430,417	3,965,521	+4.21%	plan? late
Nov 7, 2016 PForm 4 →	Nov 9, 8:40 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	67,378	$15.32	$1,032,221	3,805,461	+1.80%	plan?
Nov 4, 2016 PForm 4 →	Nov 7, 12:12 pm EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	11,342	$15.12	$171,491	3,738,083	+0.30%	plan?
Nov 2, 2016 PForm 4 →	Nov 3, 2:30 pm EDT	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	41,315	$15.25	$630,054	3,726,741	+1.12%	plan?
Nov 2, 2016 PForm 4 →	Nov 3, 2:20 pm EDT	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	1,243	$13.62	$16,930	2,444,823	+0.05%	plan?
Oct 31, 2016 PForm 4 →	Nov 1, 2:20 pm EDT	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	4,098	$15.52	$63,601	3,685,426	+0.11%	plan?
Oct 25, 2016 PForm 4 →	Oct 27, 5:03 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	9,037	$12.95	$117,029	6,150,507	+0.15%	plan?
Oct 25, 2016 PForm 4 →	Oct 27, 5:00 pm EDT	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	134,766	$15.71	$2,117,167	3,681,328	+3.80%	plan?
Oct 21, 2016 PForm 4 →	Oct 25, 12:57 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	46,214	$12.95	$598,540	6,141,470	+0.76%	plan?
Oct 17, 2016 PForm 4 →	Oct 19, 5:04 pm EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	103,600	$3.61	$373,996	25,860,421	+0.40%	plan?
Sep 26, 2016 PForm 4 →	Sep 28, 10:15 am EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	301,800	$3.60	$1,086,480	25,756,821	+1.19%	plan?
Sep 22, 2016 SForm 4 →	Sep 26, 12:06 pm EDT	DEUTSCHE HIGH INCOME TRUSTKHI	207,409	$9.15	$1,897,792	1,533,817	—	plan?
Sep 20, 2016 SForm 4 →	Sep 22, 10:48 am EDT	DEUTSCHE HIGH INCOME TRUSTKHI	236,716	$9.10	$2,154,116	1,741,226	—	plan?
Sep 19, 2016 SForm 4 →	Sep 20, 12:00 pm EDT	DEUTSCHE HIGH INCOME TRUSTKHI	100,000	$9.10	$910,000	2,033,547	—	plan?
Sep 16, 2016 PForm 4 →	Sep 20, 11:56 am EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	28,490	$5.75	$163,818	4,644,372	+0.62%	plan?
Sep 15, 2016 PForm 4 →	Sep 16, 1:31 pm EDT	DEUTSCHE HIGH INCOME TRUSTKHI	9,643	$9.12	$87,944	2,133,547	+0.45%	plan?
Sep 14, 2016 SForm 4 →	Sep 16, 1:31 pm EDT	DEUTSCHE HIGH INCOME TRUSTKHI	10,300	$9.16	$94,348	2,143,190	—	plan?
Sep 14, 2016 PForm 4 →	Sep 16, 1:16 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	12,949	$5.74	$74,295	4,615,882	+0.28%	plan?
Sep 12, 2016 PForm 4 →	Sep 14, 2:08 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	9,418	$5.72	$53,871	4,602,933	+0.21%	plan?
Sep 9, 2016 SForm 4 →	Sep 12, 1:30 pm EDT	DEUTSCHE HIGH INCOME TRUSTKHI	79,098	$9.21	$728,493	2,153,490	—	plan?
Sep 6, 2016 PForm 4 →	Sep 8, 12:40 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	7,264	$5.90	$42,858	4,593,515	+0.16%	plan?
Sep 1, 2016 PForm 4 →	Sep 6, 11:50 am EDT	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	4,613	$15.11	$69,718	2,443,580	+0.19%	plan?
Sep 1, 2016 PForm 4 →	Sep 6, 11:42 am EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	15,624	$5.85	$91,444	4,586,251	+0.34%	plan?
Aug 29, 2016 PForm 4 →	Aug 31, 2:49 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	26,093	$5.84	$152,337	4,570,627	+0.57%	plan?
Aug 25, 2016 PForm 4 →	Aug 29, 12:34 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	25,968	$5.83	$151,265	4,544,534	+0.57%	plan?
Aug 23, 2016 PForm 4 →	Aug 25, 12:01 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	15,168	$5.82	$88,224	4,518,566	+0.34%	plan?
Aug 17, 2016 PForm 4 →	Aug 23, 11:11 am EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	206,320	$5.79	$1,194,854	4,503,398	+4.80%	plan? late
Aug 10, 2016 PForm 4 →	Aug 15, 1:21 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	72,991	$12.99	$947,863	6,095,256	+1.21%	plan? late
Aug 10, 2016 PForm 4 →	Aug 15, 1:13 pm EDT	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	16,457	$14.68	$241,625	2,423,531	+0.68%	plan? late
Aug 10, 2016 PForm 4 →	Aug 15, 1:07 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	36,108	$5.75	$207,570	4,297,078	+0.85%	plan? late
Aug 8, 2016 PForm 4 →	Aug 10, 1:29 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	70,567	$12.90	$910,314	6,022,265	+1.19%	plan?
Aug 8, 2016 PForm 4 →	Aug 10, 1:23 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	67,536	$5.77	$389,531	4,260,970	+1.61%	plan?
Aug 4, 2016 PForm 4 →	Aug 8, 1:45 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	7,886	$5.69	$44,871	4,193,434	+0.19%	plan?
Aug 2, 2016 PForm 4 →	Aug 4, 12:38 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	79,161	$5.69	$450,343	4,150,215	+1.94%	plan?
Jul 27, 2016 PForm 4 →	Aug 1, 4:47 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	230,858	$5.73	$1,323,731	4,106,387	+5.96%	plan? late
Jul 25, 2016 PForm 4 →	Jul 27, 2:24 pm EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	100,000	$3.62	$362,000	25,455,021	+0.39%	plan?
Jul 15, 2016 PForm 4 →	Jul 19, 1:24 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	1,200	$13.92	$16,704	2,044,542	+0.06%	plan?
Jul 14, 2016 PForm 4 →	Jul 15, 11:56 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	5,510	$13.89	$76,534	2,043,342	+0.27%	plan?
Jul 13, 2016 PForm 4 →	Jul 15, 11:50 am EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	104,577	$3.61	$377,523	25,355,021	+0.41%	plan?
Jul 13, 2016 PForm 4 →	Jul 15, 11:46 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	22,100	$12.78	$282,438	5,951,698	+0.37%	plan?
Jun 9, 2016 PForm 4 →	Jun 13, 2:40 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	3,283	$12.65	$41,517	5,929,598	+0.06%	plan?
Jun 7, 2016 PForm 4 →	Jun 9, 1:50 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	29,416	$13.72	$403,588	2,037,832	+1.46%	plan?
Jun 3, 2016 PForm 4 →	Jun 7, 11:43 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	18,892	$12.46	$235,394	5,926,315	+0.32%	plan?
May 27, 2016 PForm 4 →	Jun 1, 11:56 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	10,698	$12.38	$132,441	5,907,423	+0.18%	plan?
May 27, 2016 PForm 4 →	Jun 1, 11:52 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	5,558	$13.55	$75,289	2,008,416	+0.28%	plan?
May 9, 2016 PForm 4 →	May 10, 11:44 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	10,000	$12.35	$123,500	5,896,725	+0.17%	plan?
May 9, 2016 PForm 4 →	May 10, 11:39 am EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	179,019	$5.54	$991,765	3,855,529	+4.87%	plan?
May 2, 2016 PForm 4 →	May 4, 12:02 pm EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	157,814	$3.51	$554,510	25,250,444	+0.63%	plan?
Apr 28, 2016 PForm 4 →	May 2, 2:43 pm EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	20,000	$3.52	$70,400	25,092,630	+0.08%	plan?
Apr 25, 2016 PForm 4 →	Apr 27, 1:09 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	54,927	$5.61	$308,177	3,676,510	+1.52%	plan?
Apr 22, 2016 PForm 4 →	Apr 25, 11:39 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	154,300	$12.33	$1,902,519	5,886,725	+2.69%	plan?
Apr 21, 2016 PForm 4 →	Apr 25, 11:31 am EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	52,612	$5.60	$294,523	3,621,583	+1.47%	plan?
Apr 19, 2016 PForm 4 →	Apr 21, 12:49 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	46,189	$5.56	$256,723	3,568,971	+1.31%	plan?
Apr 19, 2016 PForm 4 →	Apr 21, 12:43 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	177,110	$12.29	$2,177,099	5,732,425	+3.19%	plan?
Apr 18, 2016 PForm 4 →	Apr 19, 1:14 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	5,150	$5.53	$28,480	3,522,782	+0.15%	plan?
Apr 18, 2016 PForm 4 →	Apr 19, 1:09 pm EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	33,924	$3.48	$118,056	25,072,630	+0.14%	plan?
Apr 15, 2016 PForm 4 →	Apr 19, 1:01 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	33,450	$12.09	$404,433	5,555,315	+0.61%	plan?
Apr 14, 2016 PForm 4 →	Apr 15, 3:00 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	13,217	$5.49	$72,561	3,517,632	+0.38%	plan?
Apr 14, 2016 PForm 4 →	Apr 15, 2:51 pm EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	20,419	$3.46	$70,650	25,038,706	+0.08%	plan?
Apr 13, 2016 PForm 4 →	Apr 15, 2:42 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	28,749	$12.02	$345,659	5,521,865	+0.52%	plan?
Apr 13, 2016 PForm 4 →	Apr 15, 2:28 pm EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	29,096	$11.24	$327,039	4,032,405	+0.73%	plan?
Apr 8, 2016 PForm 4 →	Apr 13, 11:41 am EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	4,227	$11.26	$47,596	4,003,309	+0.11%	plan? late
Apr 8, 2016 PForm 4 →	Apr 13, 11:33 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	23,700	$12.10	$286,770	5,493,116	+0.43%	plan? late
Apr 7, 2016 PForm 4 →	Apr 8, 1:46 pm EDT	BLACKROCK DEBT STRATEGIES FUND, INC.DSU	50,000	$3.42	$171,000	25,018,287	+0.20%	plan?
Apr 6, 2016 PForm 4 →	Apr 8, 1:39 pm EDT	CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INCCIK	1,890	$2.81	$5,311	5,909,177	+0.03%	plan?
Apr 6, 2016 PForm 4 →	Apr 8, 1:33 pm EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	8,441	$11.22	$94,708	3,999,082	+0.21%	plan?
Apr 6, 2016 PForm 4 →	Apr 8, 12:30 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	15,850	$12.04	$190,889	5,469,416	+0.29%	plan?
Apr 5, 2016 PForm 4 →	Apr 6, 11:45 am EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	4,755	$11.15	$53,018	3,990,641	+0.12%	plan?
Apr 4, 2016 PForm 4 →	Apr 6, 11:40 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	29,351	$12.07	$354,196	5,453,566	+0.54%	plan?
Apr 1, 2016 PForm 4 →	Apr 4, 3:38 pm EDT	CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INCCIK	346,162	$2.83	$979,638	5,907,287	+6.22%	plan?
Mar 31, 2016 PForm 4 →	Apr 4, 3:33 pm EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	2,706	$11.24	$30,415	3,985,886	+0.07%	plan?
Mar 31, 2016 PForm 4 →	Apr 4, 3:18 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	64,037	$12.19	$780,882	5,424,215	+1.19%	plan?
Mar 30, 2016 PForm 4 →	Mar 31, 12:41 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	400	$12.02	$4,808	5,360,178	+0.01%	plan?
Mar 29, 2016 PForm 4 →	Mar 31, 12:36 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	100,804	$5.31	$535,509	3,504,415	+2.96%	plan?
Mar 29, 2016 PForm 4 →	Mar 31, 12:06 pm EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	13,288	$11.15	$148,135	3,983,180	+0.33%	plan?
Mar 28, 2016 PForm 4 →	Mar 29, 12:41 pm EDT	CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INCCIK	18,930	$2.77	$52,436	5,561,125	+0.34%	plan?
Mar 28, 2016 PForm 4 →	Mar 29, 12:37 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	7,099	$13.20	$93,707	2,002,858	+0.36%	plan?
Mar 28, 2016 PForm 4 →	Mar 29, 12:32 pm EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	14,777	$11.21	$165,650	3,969,892	+0.37%	plan?
Mar 24, 2016 PForm 4 →	Mar 29, 12:16 pm EDT	Advent Claymore Convertible Securities & Income Fund IIAGC	208,234	$5.29	$1,101,878	3,403,611	+6.52%	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.