Insider · CIK 0001510281

Saba Capital Management, L.P.

Files at: GF, MXF, ECAT, PDX, GRX, ECF, HFRO, MNE and 24 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $226.5M · 397sales $230.7M · 192net −$4.2M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 15, 2017 SForm 4 →	May 17, 1:44 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	2,008,974	$14.15	$28,422,199	3,807,322	−34.5%	plan?
May 11, 2017 SForm 4 →	May 15, 11:15 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	21,030	$14.82	$311,665	1,749,150	−1.19%	plan?
May 11, 2017 SForm 4 →	May 15, 11:10 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	142,076	$13.49	$1,916,349	5,816,298	−2.38%	plan?
May 9, 2017 SForm 4 →	May 11, 2:49 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	17,481	$13.55	$236,839	5,958,374	−0.29%	plan?
May 5, 2017 SForm 4 →	May 9, 11:08 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	12,502	$14.81	$185,123	1,775,917	−0.70%	plan?
May 5, 2017 SForm 4 →	May 9, 11:02 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	60,033	$13.51	$810,846	5,975,855	−0.99%	plan?
May 4, 2017 SForm 4 →	May 5, 11:03 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	7,374	$14.80	$109,135	1,788,419	−0.41%	plan?
May 3, 2017 SForm 4 →	May 5, 10:56 am EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	53,300	$13.57	$723,202	6,035,888	−0.88%	plan?
May 1, 2017 SForm 4 →	May 3, 2:24 pm EDT	WELLS FARGO MULTI-SECTOR INCOME FUNDERC	61,326	$13.56	$831,740	6,089,188	−1.00%	plan?
May 1, 2017 PForm 4 →	May 3, 2:18 pm EDT	Clough Global Opportunities FundGLO	31,000	$10.62	$329,214	7,379,266	+0.42%	plan?
Apr 27, 2017 PForm 4 →	May 1, 11:20 am EDT	Clough Global Opportunities FundGLO	150,868	$10.61	$1,601,129	7,348,266	+2.10%	plan?
Apr 27, 2017 SForm 4 →	May 1, 11:15 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	14,345	$14.77	$211,946	1,795,793	−0.79%	plan?
Apr 26, 2017 SForm 4 →	Apr 27, 12:13 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	8,827	$14.76	$130,287	1,810,138	−0.49%	plan?
Apr 25, 2017 PForm 4 →	Apr 27, 12:08 pm EDT	Clough Global Equity FundGLQ	15,000	$12.75	$191,300	2,546,667	+0.59%	plan?
Apr 25, 2017 PForm 4 →	Apr 27, 11:37 am EDT	Clough Global Opportunities FundGLO	312,503	$10.55	$3,298,211	7,197,398	+4.54%	plan?
Apr 21, 2017 PForm 4 →	Apr 25, 12:39 pm EDT	Clough Global Opportunities FundGLO	116,805	$10.45	$1,220,177	6,884,895	+1.73%	plan?
Apr 20, 2017 PForm 4 →	Apr 21, 11:32 am EDT	Clough Global Equity FundGLQ	9,500	$12.49	$118,655	2,531,667	+0.38%	plan?
Apr 20, 2017 PForm 4 →	Apr 21, 11:21 am EDT	Clough Global Dividend & Income FundGLV	9,500	$13.84	$131,480	1,814,145	+0.53%	plan?
Apr 19, 2017 SForm 4 →	Apr 21, 11:16 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	1,665	$14.63	$24,359	1,818,965	−0.09%	plan?
Apr 19, 2017 PForm 4 →	Apr 21, 11:10 am EDT	Clough Global Opportunities FundGLO	239,024	$10.38	$2,480,930	6,768,090	+3.66%	plan?
Apr 19, 2017 SForm 4 →	Apr 21, 10:28 am EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	6,691	$12.26	$82,033	425,461	−1.55%	plan?
Apr 17, 2017 PForm 4 →	Apr 19, 11:41 am EDT	Clough Global Dividend & Income FundGLV	5,560	$13.21	$73,448	1,804,645	+0.31%	plan?
Apr 17, 2017 SForm 4 →	Apr 19, 11:31 am EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	6,000	$12.19	$73,110	432,152	−1.37%	plan?
Apr 17, 2017 PForm 4 →	Apr 19, 11:26 am EDT	Clough Global Equity FundGLQ	10,963	$12.36	$135,516	2,522,167	+0.44%	plan?
Apr 17, 2017 PForm 4 →	Apr 19, 11:11 am EDT	Clough Global Opportunities FundGLO	259,463	$10.31	$2,674,819	6,529,066	+4.14%	plan?
Apr 12, 2017 SForm 4 →	Apr 17, 12:55 pm EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	19,390	$12.21	$236,730	438,152	−4.24%	plan?
Apr 12, 2017 PForm 4 →	Apr 17, 12:33 pm EDT	Clough Global Opportunities FundGLO	152,965	$10.34	$1,581,404	6,269,603	+2.50%	plan?
Apr 12, 2017 SForm 4 →	Apr 17, 12:23 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	37,840	$14.61	$552,896	1,821,444	−2.04%	plan?
Apr 11, 2017 PForm 4 →	Apr 12, 1:47 pm EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	9,298	$12.18	$113,250	457,542	+2.07%	plan?
Apr 10, 2017 PForm 4 →	Apr 12, 2:06 pm EDT	Clough Global Dividend & Income FundGLV	13,982	$13.42	$187,638	1,798,085	+0.78%	plan?
Apr 10, 2017 PForm 4 →	Apr 12, 2:02 pm EDT	Clough Global Equity FundGLQ	27,401	$12.55	$343,883	2,510,204	+1.10%	plan?
Apr 10, 2017 SForm 4 →	Apr 12, 1:47 pm EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	7,364	$12.21	$89,914	466,840	−1.55%	plan?
Apr 10, 2017 PForm 4 →	Apr 12, 1:38 pm EDT	Clough Global Opportunities FundGLO	170,454	$10.35	$1,764,687	6,116,638	+2.87%	plan?
Apr 10, 2017 SForm 4 →	Apr 12, 1:29 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	18,500	$14.70	$271,899	1,859,284	−0.99%	plan?
Apr 7, 2017 PForm 4 →	Apr 10, 1:25 pm EDT	Clough Global Dividend & Income FundGLV	3,792	$13.37	$50,699	1,784,103	+0.21%	plan?
Apr 7, 2017 PForm 4 →	Apr 10, 1:21 pm EDT	Clough Global Equity FundGLQ	9,069	$12.50	$113,363	2,482,803	+0.37%	plan?
Apr 6, 2017 PForm 4 →	Apr 10, 1:17 pm EDT	Clough Global Opportunities FundGLO	205,921	$10.31	$2,122,573	5,946,184	+3.59%	plan?
Apr 6, 2017 SForm 4 →	Apr 10, 1:11 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	30,237	$14.63	$442,367	1,877,784	−1.58%	plan?
Apr 6, 2017 SForm 4 →	Apr 10, 12:58 pm EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	14,169	$12.21	$172,949	474,204	−2.90%	plan?
Apr 4, 2017 SForm 4 →	Apr 6, 3:01 pm EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	2,048	$12.24	$25,066	488,373	−0.42%	plan?
Apr 4, 2017 SForm 4 →	Apr 6, 2:54 pm EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	8,151	$14.64	$119,370	1,908,021	−0.43%	plan?
Apr 4, 2017 PForm 4 →	Apr 6, 2:49 pm EDT	Clough Global Opportunities FundGLO	215,281	$10.23	$2,202,682	5,740,263	+3.90%	plan?
Mar 31, 2017 PForm 4 →	Apr 4, 3:42 pm EDT	Clough Global Opportunities FundGLO	60,950	$10.25	$624,528	5,494,549	+1.12%	plan?
Mar 29, 2017 PForm 4 →	Mar 31, 11:08 am EDT	Clough Global Opportunities FundGLO	57,114	$10.14	$579,121	5,433,599	+1.06%	plan?
Mar 27, 2017 SForm 4 →	Mar 29, 11:21 am EDT	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	16,987	$14.46	$245,549	1,916,172	−0.88%	plan?
Mar 27, 2017 SForm 4 →	Mar 29, 11:13 am EDT	DEUTSCHE STRATEGIC INCOME TRUSTKST	4,808	$12.14	$58,359	490,421	−0.97%	plan?
Mar 21, 2017 PForm 4 →	Mar 23, 10:59 am EDT	Clough Global Opportunities FundGLO	22,087	$10.04	$221,753	5,376,485	+0.41%	plan?
Mar 17, 2017 PForm 4 →	Mar 21, 4:20 pm EDT	Clough Global Opportunities FundGLO	50,293	$10.10	$507,934	5,354,398	+0.95%	plan?
Mar 13, 2017 PForm 4 →	Mar 16, 12:06 pm EDT	Clough Global Opportunities FundGLO	47,291	$10.06	$475,768	5,304,105	+0.90%	plan? late
Mar 13, 2017 SForm 4 →	Mar 16, 11:47 am EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	14,757	$11.97	$176,656	3,023,470	−0.49%	plan? late
Mar 7, 2017 SForm 4 →	Mar 10, 12:17 pm EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	182,935	$12.09	$2,211,501	3,038,227	−5.68%	plan? late
Mar 6, 2017 SForm 4 →	Mar 17, 12:43 pm EDT	FRANKLIN LTD DURATION INCOME TRUSTFTF	994,779	$12.71	$12,646,259	2,028,691	−32.9%	plan? late
Mar 3, 2017 SForm 4 →	Mar 7, 11:50 am EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	113,100	$12.05	$1,362,531	3,221,162	−3.39%	plan?
Mar 1, 2017 PForm 4 →	Mar 3, 11:42 am EST	Clough Global Equity FundGLQ	18,447	$12.16	$224,295	2,473,734	+0.75%	plan?
Mar 1, 2017 SForm 4 →	Mar 3, 11:36 am EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	109,735	$12.20	$1,338,783	3,334,262	−3.19%	plan?
Feb 28, 2017 PForm 4 →	Mar 1, 2:00 pm EST	Clough Global Equity FundGLQ	46,047	$12.02	$553,485	2,455,287	+1.91%	plan?
Feb 27, 2017 SForm 4 →	Mar 1, 1:54 pm EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	147,774	$12.16	$1,797,016	3,443,997	−4.11%	plan?
Feb 23, 2017 SForm 4 →	Feb 27, 10:54 am EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	185,955	$12.19	$2,266,687	3,591,771	−4.92%	plan?
Feb 21, 2017 SForm 4 →	Feb 23, 12:50 pm EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	10,867	$12.23	$132,903	3,777,726	−0.29%	plan?
Feb 16, 2017 SForm 4 →	Feb 21, 12:59 pm EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	50,077	$12.25	$613,248	3,788,593	−1.30%	plan?
Feb 16, 2017 SForm 4 →	Feb 21, 12:50 pm EST	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	6,310	$14.71	$92,820	1,933,159	−0.33%	plan?
Feb 14, 2017 SForm 4 →	Feb 16, 11:31 am EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	67,124	$12.25	$821,950	3,838,670	−1.72%	plan?
Feb 14, 2017 SForm 4 →	Feb 16, 11:24 am EST	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	3,051	$14.77	$45,063	1,939,469	−0.16%	plan?
Feb 8, 2017 SForm 4 →	Feb 10, 5:05 pm EST	FRANKLIN LTD DURATION INCOME TRUSTFTF	126,777	$12.21	$1,548,220	3,905,794	−3.14%	plan?
Feb 2, 2017 PForm 4 →	Feb 6, 10:51 am EST	Clough Global Equity FundGLQ	83,295	$11.75	$978,400	2,409,240	+3.58%	plan?
Jan 31, 2017 PForm 4 →	Feb 2, 10:26 am EST	Clough Global Equity FundGLQ	43,219	$11.62	$502,205	2,325,945	+1.89%	plan?
Jan 27, 2017 PForm 4 →	Jan 31, 1:13 pm EST	Clough Global Dividend & Income FundGLV	66,438	$12.53	$832,271	1,780,311	+3.88%	plan?
Jan 27, 2017 PForm 4 →	Jan 31, 1:03 pm EST	Clough Global Equity FundGLQ	86,342	$11.59	$1,000,426	2,282,726	+3.93%	plan?
Jan 27, 2017 SForm 4 →	Jan 31, 12:57 pm EST	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	21,258	$14.63	$311,005	1,942,520	−1.08%	plan?
Jan 27, 2017 PForm 4 →	Jan 31, 12:53 pm EST	Advent Claymore Convertible Securities & Income Fund IIAGC	42,900	$5.97	$256,113	5,192,780	+0.83%	plan?
Jan 26, 2017 SForm 4 →	Jan 27, 12:38 pm EST	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	22,614	$14.62	$330,617	1,963,778	—	plan?
Jan 25, 2017 PForm 4 →	Jan 27, 12:52 pm EST	Clough Global Equity FundGLQ	83,600	$11.52	$963,072	2,196,384	+3.96%	plan?
Jan 25, 2017 PForm 4 →	Jan 27, 12:42 pm EST	Clough Global Dividend & Income FundGLV	20,006	$12.46	$249,275	1,713,873	+1.18%	plan?
Jan 24, 2017 PForm 4 →	Jan 25, 12:26 pm EST	Clough Global Equity FundGLQ	50,891	$11.42	$581,175	2,112,784	+2.47%	plan?
Jan 23, 2017 PForm 4 →	Jan 25, 12:31 pm EST	Clough Global Dividend & Income FundGLV	17,897	$12.30	$220,058	1,693,867	+1.07%	plan?
Jan 19, 2017 SForm 4 →	Jan 23, 12:27 pm EST	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	58,050	$14.56	$845,208	1,986,392	—	plan?
Jan 19, 2017 PForm 4 →	Jan 23, 12:19 pm EST	Clough Global Dividend & Income FundGLV	29,537	$12.18	$359,760	1,675,970	+1.79%	plan?
Jan 19, 2017 PForm 4 →	Jan 23, 12:12 pm EST	Clough Global Equity FundGLQ	74,376	$11.37	$845,300	2,061,893	+3.74%	plan?
Jan 18, 2017 PForm 4 →	Jan 19, 2:23 pm EST	Clough Global Dividend & Income FundGLV	12,933	$12.12	$156,748	1,646,433	+0.79%	plan?
Jan 18, 2017 PForm 4 →	Jan 19, 2:19 pm EST	Clough Global Equity FundGLQ	23,318	$11.34	$264,426	1,987,517	+1.19%	plan?
Jan 18, 2017 SForm 4 →	Jan 19, 2:15 pm EST	DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC.DHG	100	$14.58	$1,458	2,044,442	—	plan?
Jan 18, 2017 PForm 4 →	Jan 19, 2:04 pm EST	Advent Claymore Convertible Securities & Income Fund IIAGC	2,710	$5.95	$16,125	5,149,880	+0.05%	plan?
Jan 17, 2017 PForm 4 →	Jan 19, 2:09 pm EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	1,899	$15.03	$28,542	2,625,329	+0.07%	plan?
Jan 6, 2017 PForm 4 →	Jan 10, 10:19 am EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	15,324	$15.26	$233,887	2,623,430	+0.59%	plan?
Jan 6, 2017 PForm 4 →	Jan 10, 10:14 am EST	Advent Claymore Convertible Securities & Income Fund IIAGC	73,867	$5.94	$438,770	5,147,170	+1.46%	plan?
Jan 4, 2017 PForm 4 →	Jan 6, 2:19 pm EST	Clough Global Dividend & Income FundGLV	38,214	$12.10	$462,225	1,633,500	+2.40%	plan?
Jan 4, 2017 PForm 4 →	Jan 6, 2:14 pm EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	13,600	$14.89	$202,493	2,608,106	+0.52%	plan?
Jan 4, 2017 PForm 4 →	Jan 6, 2:06 pm EST	Advent Claymore Convertible Securities & Income Fund IIAGC	14,894	$5.91	$88,002	5,073,303	+0.29%	plan?
Jan 3, 2017 PForm 4 →	Jan 5, 5:24 pm EST	Clough Global Equity FundGLQ	3,720	$11.10	$41,292	1,964,199	+0.19%	plan?
Dec 29, 2016 PForm 4 →	Jan 3, 2017, 10:59 am EST	Clough Global Dividend & Income FundGLV	45,072	$11.94	$538,160	1,595,286	+2.91%	plan?
Dec 29, 2016 PForm 4 →	Jan 3, 2017, 10:53 am EST	Clough Global Equity FundGLQ	24,160	$11.03	$266,485	1,960,479	+1.25%	plan?
Dec 29, 2016 PForm 4 →	Jan 3, 2017, 10:44 am EST	ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUNDAVK	1,600	$14.66	$23,456	2,594,506	+0.06%	plan?
Dec 28, 2016 PForm 4 →	Dec 29, 10:33 am EST	Clough Global Dividend & Income FundGLV	24,360	$11.97	$291,589	1,550,214	+1.60%	plan?
Dec 27, 2016 PForm 4 →	Dec 29, 10:51 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	23,173	$15.96	$369,841	4,608,556	+0.51%	plan?
Dec 27, 2016 PForm 4 →	Dec 29, 10:28 am EST	Clough Global Equity FundGLQ	70,563	$10.99	$775,487	1,936,319	+3.78%	plan?
Dec 22, 2016 PForm 4 →	Dec 27, 11:24 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	51,300	$15.92	$816,696	4,585,383	+1.13%	plan?
Dec 22, 2016 PForm 4 →	Dec 27, 11:18 am EST	Advent Claymore Convertible Securities & Income Fund IIAGC	1,700	$5.78	$9,826	5,058,409	+0.03%	plan?
Dec 22, 2016 PForm 4/A →	Dec 27, 11:12 am EST	Clough Global Dividend & Income FundGLV	28,155	$11.97	$336,903	1,525,854	+1.88%	plan?
Dec 22, 2016 PForm 4 →	Dec 27, 11:07 am EST	Clough Global Dividend & Income FundGLV	28,155	$11.97	$336,903	5,058,409	+0.56%	plan? amended
Dec 21, 2016 PForm 4 →	Dec 22, 11:54 am EST	FIRST TRUST HIGH INCOME LONG/SHORT FUNDFSD	30,822	$15.92	$490,686	4,534,083	+0.68%	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.