Form4insider filings, from the source

Insider · CIK 0001510195

Seth Taube

Files at: PFX, SRNTX. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $53.7M · 39sales $0 · 0net $53.7M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesMay 2015Oct 2015Feb 2016Jun 2016Oct 2016Mar 2017Jul 2017

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jul 10, 2017 PForm 4 →Jul 12, 5:03 pm EDTMedley Capital CorpMCC12,109$6.40$77,4827,756,938+0.16% plan?
Jul 5, 2017 PForm 4 →Jul 7, 7:43 pm EDTMedley Capital CorpMCC248,097$6.37$1,581,3417,744,829+3.31% plan?
Jun 29, 2017 PForm 4 →Jul 3, 5:14 pm EDTMedley Capital CorpMCC51,152$6.40$327,3437,496,732+0.69% plan?
Jun 26, 2017 PForm 4 →Jun 28, 9:27 pm EDTMedley Capital CorpMCC276,593$6.36$1,758,5197,445,580+3.86% plan?
Jun 21, 2017 PForm 4 →Jun 23, 6:37 pm EDTMedley Capital CorpMCC425,255$6.27$2,666,1417,168,987+6.31% plan?
Jun 16, 2017 PForm 4 →Jun 20, 8:44 pm EDTMedley Capital CorpMCC411,636$6.35$2,611,9456,743,732+6.50% plan?
Jun 13, 2017 PForm 4 →Jun 15, 8:10 pm EDTMedley Capital CorpMCC467,921$6.25$2,925,1766,332,096+7.98% plan?
Jun 8, 2017 PForm 4 →Jun 12, 9:44 pm EDTMedley Capital CorpMCC552,146$6.15$3,396,7155,864,175+10.4% plan?
Jun 5, 2017 PForm 4 →Jun 7, 8:05 pm EDTMedley Capital CorpMCC584,901$6.08$3,554,0925,312,029+12.4% plan?
Jun 1, 2017 PForm 4 →Jun 5, 5:16 pm EDTSierra Total Return FundSRNTX80,000$25.00$2,000,00080,000— plan?
May 31, 2017 PForm 4 →Jun 2, 7:16 pm EDTMedley Capital CorpMCC455,356$6.13$2,789,1474,291,001+11.9% plan?
May 25, 2017 PForm 4 →May 30, 8:20 pm EDTMedley Capital CorpMCC436,127$6.08$2,652,1034,271,772+11.4% plan?
May 22, 2017 PForm 4 →May 24, 7:53 pm EDTMedley Capital CorpMCC392,025$6.13$2,402,5013,835,645+11.4% plan?
May 17, 2017 PForm 4 →May 19, 8:22 pm EDTMedley Capital CorpMCC304,128$6.20$1,885,8373,443,620+9.69% plan?
May 12, 2017 PForm 4 →May 16, 9:18 pm EDTMedley Capital CorpMCC230,137$6.16$1,418,2043,139,492+7.91% plan?
May 9, 2017 PForm 4 →May 11, 6:49 pm EDTMedley Capital CorpMCC149,607$6.40$956,9862,909,355+5.42% plan?
Mar 16, 2017 PForm 4 →Mar 20, 9:50 pm EDTMedley Capital CorpMCC12,060$7.50$90,4502,759,748+0.44% plan?
Mar 13, 2017 PForm 4 →Mar 15, 9:36 pm EDTMedley Capital CorpMCC93,323$7.50$699,9162,747,688+3.52% plan?
Mar 7, 2017 PForm 4 →Mar 9, 7:48 pm ESTMedley Capital CorpMCC117,680$7.48$880,5342,654,365+4.64% plan?
Jan 30, 2017 PForm 4 →Feb 1, 7:50 pm ESTMedley Capital CorpMCC106,681$7.49$798,5582,536,685+4.39% plan?
Jan 19, 2017 PForm 4 →Jan 23, 6:54 pm ESTMedley Capital CorpMCC66,585$7.50$499,3452,430,004+2.82% plan?
Dec 30, 2016 PForm 4 →Jan 4, 2017, 9:15 pm ESTMedley Capital CorpMCC16,077$7.45$119,8302,363,419+0.68% plan?
Dec 27, 2016 PForm 4 →Dec 29, 9:04 pm ESTMedley Capital CorpMCC83,750$7.45$624,2152,347,342+3.70% plan?
Dec 19, 2016 PForm 4 →Dec 21, 8:34 pm ESTMedley Capital CorpMCC96,758$7.44$719,5442,263,592+4.47% plan?
Dec 14, 2016 PForm 4 →Dec 16, 7:09 pm ESTMedley Capital CorpMCC289,110$7.24$2,094,1252,166,834+15.4% plan?
Dec 9, 2016 PForm 4 →Dec 13, 8:36 pm ESTMedley Capital CorpMCC188,336$7.29$1,373,8491,877,724+11.1% plan?
Nov 7, 2016 PForm 4 →Nov 9, 9:54 pm ESTMedley Capital CorpMCC18,537$7.57$140,3851,689,388+1.11% plan?
Nov 2, 2016 PForm 4 →Nov 4, 7:11 pm EDTMedley Capital CorpMCC202,800$7.45$1,511,1911,670,851+13.8% plan?
Oct 28, 2016 PForm 4 →Nov 1, 8:30 pm EDTMedley Capital CorpMCC142,110$7.56$1,074,0601,468,051+10.7% plan?
Oct 20, 2016 PForm 4 →Oct 25, 7:56 pm EDTMedley Capital CorpMCC11,844$7.59$89,9221,325,941+0.90% plan? late
Oct 13, 2016 PForm 4 →Oct 17, 8:12 pm EDTMedley Capital CorpMCC4,450$7.60$33,8061,314,097+0.34% plan?
Oct 4, 2016 PForm 4 →Oct 6, 8:53 pm EDTMedley Capital CorpMCC115,100$7.60$874,6011,309,647+9.64% plan?
Sep 14, 2016 PForm 4 →Sep 16, 7:29 pm EDTMedley Capital CorpMCC281,300$7.15$2,011,2481,194,547+30.8% plan?
Sep 9, 2016 PForm 4 →Sep 13, 7:05 pm EDTMedley Capital CorpMCC382,300$7.25$2,773,357913,247+72.0% plan?
Sep 1, 2016 PForm 4 →Sep 6, 7:37 pm EDTMedley Capital CorpMCC20,000$7.49$149,800530,947+3.91% plan?
Aug 22, 2016 PForm 4 →Aug 23, 8:07 pm EDTMedley Capital CorpMCC100,000$7.55$755,000510,947+24.3% plan?
Aug 18, 2016 PForm 4 →Aug 19, 6:38 pm EDTMedley Capital CorpMCC171,000$7.69$1,315,499410,947+71.3% plan?
Aug 12, 2016 PForm 4 →Aug 16, 7:35 pm EDTMedley Capital CorpMCC239,947$7.44$1,786,148239,947— plan?
May 29, 2015 PForm 4 →Jun 1, 6:53 pm EDTMedley Capital CorpMCC25,000$9.41$235,253142,038+21.4% plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.