Insider · CIK 0001419219

James Schuermann

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $682k · 14net −$682k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 23, 2016 UForm 4 →	Aug 24, 2:11 pm EDT	HeartWare International, Inc.HTWR	12,043	$58.00	$698,494	0	—	plan?
Jul 1, 2016 SForm 4 →	Jul 5, 6:45 pm EDT	HeartWare International, Inc.HTWR	1,000	$57.77	$57,770	12,043	−7.67%	plan?
Apr 1, 2016 SForm 4 →	Apr 4, 5:01 pm EDT	HeartWare International, Inc.HTWR	1,000	$31.36	$31,360	13,043	−7.12%	plan?
Feb 25, 2016 SForm 4 →	Feb 26, 5:04 pm EST	HeartWare International, Inc.HTWR	601	$29.24	$17,573	14,043	−4.10%	plan?
Feb 24, 2016 MForm 4 →	Feb 26, 5:04 pm EST	HeartWare International, Inc.HTWR	1,712	—	—	14,644	—	plan?
Feb 24, 2016 SForm 4 →	Feb 25, 5:23 pm EST	HeartWare International, Inc.HTWR	287	$32.23	$9,250	12,932	−2.17%	plan?
Feb 23, 2016 MForm 4 →	Feb 25, 5:23 pm EST	HeartWare International, Inc.HTWR	875	—	—	13,219	—	plan?
Feb 8, 2016 SForm 4 →	Feb 9, 5:06 pm EST	HeartWare International, Inc.HTWR	647	$36.77	$23,789	12,344	−4.98%	plan?
Feb 7, 2016 MForm 4 →	Feb 9, 5:06 pm EST	HeartWare International, Inc.HTWR	1,600	—	—	12,991	—	plan?
Jan 4, 2016 SForm 4 →	Jan 5, 5:04 pm EST	HeartWare International, Inc.HTWR	1,000	$48.51	$48,510	11,391	−8.07%	plan?
Dec 22, 2015 SForm 4 →	Dec 23, 5:20 pm EST	HeartWare International, Inc.HTWR	1,202	$46.39	$55,767	12,391	−8.84%	plan?
Dec 21, 2015 MForm 4 →	Dec 23, 5:20 pm EST	HeartWare International, Inc.HTWR	2,500	—	—	13,593	—	plan?
Dec 21, 2015 SForm 4 →	Dec 22, 5:24 pm EST	HeartWare International, Inc.HTWR	553	$46.54	$25,737	11,093	−4.75%	plan?
Dec 20, 2015 MForm 4 →	Dec 22, 5:24 pm EST	HeartWare International, Inc.HTWR	1,666	—	—	11,646	—	plan?
Oct 1, 2015 SForm 4 →	Oct 2, 8:17 pm EDT	HeartWare International, Inc.HTWR	1,000	$53.01	$53,012	9,980	−9.11%	plan?
Jul 1, 2015 SForm 4 →	Jul 2, 5:04 pm EDT	HeartWare International, Inc.HTWR	1,000	$72.78	$72,780	10,980	−8.35%	plan?
Apr 1, 2015 SForm 4 →	Apr 2, 5:07 pm EDT	HeartWare International, Inc.HTWR	1,000	$86.34	$86,339	11,980	−7.70%	plan?
Feb 25, 2015 SForm 4 →	Feb 26, 8:22 pm EST	HeartWare International, Inc.HTWR	574	$89.56	$51,407	12,980	−4.23%	plan?
Feb 24, 2015 MForm 4 →	Feb 26, 8:22 pm EST	HeartWare International, Inc.HTWR	1,712	—	—	13,554	—	plan?
Feb 9, 2015 SForm 4 →	Feb 10, 5:06 pm EST	HeartWare International, Inc.HTWR	523	$86.45	$45,213	11,842	−4.23%	plan?
Feb 7, 2015 MForm 4 →	Feb 10, 5:06 pm EST	HeartWare International, Inc.HTWR	1,600	—	—	12,365	—	plan?
Jan 2, 2015 SForm 4 →	Jan 5, 5:25 pm EST	HeartWare International, Inc.HTWR	1,429	$72.69	$103,869	10,765	−11.7%	plan?
Jan 2, 2015 MForm 4 →	Jan 5, 5:25 pm EST	HeartWare International, Inc.HTWR	1,429	$21.42	$30,609	12,194	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Feb 19, 2019 AForm 4 →	Feb 19, 7:17 pm EST	AVEDRO INCAVDR	49,438	—	—	49,438	—
Aug 23, 2016 DForm 4 →	Aug 24, 2:11 pm EDT	HeartWare International, Inc.HTWR	27,459	—	—	0	—
Feb 24, 2016 MForm 4 →	Feb 26, 5:04 pm EST	HeartWare International, Inc.HTWR	1,712	—	—	11,648	—
Feb 23, 2016 MForm 4 →	Feb 25, 5:23 pm EST	HeartWare International, Inc.HTWR	875	—	—	13,360	—
Feb 19, 2016 AForm 4 →	Feb 23, 5:43 pm EST	HeartWare International, Inc.HTWR	9,000	—	—	5,000	—
Feb 7, 2016 MForm 4 →	Feb 9, 5:06 pm EST	HeartWare International, Inc.HTWR	1,600	—	—	10,235	—
Dec 21, 2015 MForm 4 →	Dec 23, 5:20 pm EST	HeartWare International, Inc.HTWR	2,500	—	—	11,835	—
Dec 20, 2015 MForm 4 →	Dec 22, 5:24 pm EST	HeartWare International, Inc.HTWR	1,666	—	—	14,335	—
Feb 24, 2015 MForm 4 →	Feb 26, 8:22 pm EST	HeartWare International, Inc.HTWR	1,712	—	—	16,001	—
Feb 23, 2015 AForm 4 →	Feb 25, 8:20 pm EST	HeartWare International, Inc.HTWR	3,500	—	—	17,713	—
Feb 7, 2015 MForm 4 →	Feb 10, 5:06 pm EST	HeartWare International, Inc.HTWR	1,600	—	—	14,213	—
Jan 2, 2015 MForm 4 →	Jan 5, 5:25 pm EST	HeartWare International, Inc.HTWR	1,429	—	—	0	—