Company · CIK 0001403528 · SIC 6282 — Investment Advice · NYSE
Brookfield Oaktree Holdings, LLC · OAK-PA
Insider activity reported against this company. All insider holders · Files at: INFN, RWAY, IEA, EGLE, BRY, GNRT, STON, VST and 10 more. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2015 AForm 4 → | Feb 19, 6:04 am EST | David Richard MassonDirector | 1,985 | — | — | 6,416 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2018 MForm 4 → | Aug 10, 6:01 pm EDT | Howard S MarksCo-Chairman, Director | 120,800 | — | — | 16,812,800 | — | |
| Aug 8, 2018 MForm 4 → | Aug 10, 5:59 pm EDT | Sheldon M StonePrincipal, Director | 250,000 | — | — | 8,716,757 | — | |
| Feb 15, 2018 FForm 4 → | Feb 20, 8:31 pm EST | Jay S WintrobChief Executive Officer, Director | 7,780 | — | — | 217,220 | — | |
| Feb 12, 2018 MForm 4 → | Feb 15, 6:07 am EST | Bruce A KarshSee Remarks, Director | 1,012,295 | $43.95 | $44,490,365 | 2,803,526 | — | late |
| Feb 12, 2018 MForm 4 → | Feb 15, 6:06 am EST | John FrankVice Chairman, Director | 119,145 | $43.95 | $5,236,423 | 1,507,149 | — | late |
| Feb 12, 2018 MForm 4 → | Feb 15, 6:04 am EST | Larry W KeeleDirector | 170,127 | $43.95 | $7,477,082 | 1,953,181 | — | late |
| Feb 12, 2018 MForm 4 → | Feb 15, 6:04 am EST | David Richard MassonDirector | 167,066 | $43.95 | $7,342,551 | 2,682,424 | — | late |
| Feb 12, 2018 DForm 4 → | Feb 15, 6:03 am EST | Howard S MarksCo-Chairman, Director | 1,141,744 | $43.95 | $50,179,649 | 12,170,574 | — | late |
| Feb 12, 2018 MForm 4 → | Feb 15, 6:01 am EST | Sheldon M StonePrincipal, Director | 558,466 | $43.95 | $24,544,581 | 8,966,757 | — | late |
| Feb 12, 2018 MForm 4 → | Feb 14, 9:52 pm EST | Todd E MolzSee Remarks | 9,420 | $43.95 | $414,009 | 190,884 | — | |
| Dec 31, 2017 GForm 4 → | Jan 3, 2018, 8:29 pm EST | John FrankVice Chairman, Director | 489,059 | — | — | 248,301 | — | |
| Dec 6, 2017 MForm 4 → | Dec 8, 8:18 pm EST | John FrankVice Chairman, Director | 3,250 | — | — | 2,097,147 | — | |
| Dec 6, 2017 MForm 4 → | Dec 8, 8:05 pm EST | Todd E MolzSee Remarks | 2,000 | — | — | 200,304 | — | |
| Dec 6, 2017 MForm 4 → | Dec 8, 8:05 pm EST | Howard S MarksCo-Chairman, Director | 125,000 | — | — | 16,933,600 | — | |
| Nov 7, 2017 MForm 4 → | Nov 9, 7:51 pm EST | Bruce A KarshSee Remarks, Director | 500,000 | — | — | 10,856,756 | — | |
| Sep 14, 2017 GForm 5 → | Feb 13, 2018, 8:55 pm EST | Bruce A KarshSee Remarks, Director | 4,987,324 | — | — | 3,484,009 | — | |
| Aug 17, 2017 MForm 4 → | Aug 21, 6:10 pm EDT | Sheldon M StonePrincipal, Director | 375,000 | — | — | 9,525,223 | — | |
| Apr 26, 2017 AForm 4 → | Apr 28, 4:16 pm EDT | Jay S WintrobChief Executive Officer, Director | 225,000 | — | — | 225,000 | — | |
| Feb 10, 2017 MForm 4 → | Feb 14, 9:08 pm EST | Howard S MarksCo-Chairman, Director | 140,000 | — | — | 17,058,600 | — | |
| Nov 18, 2016 GForm 5 → | Feb 14, 2017, 9:24 pm EST | Bruce A KarshSee Remarks, Director | 1,980,694 | — | — | 990,347 | — | |
| Nov 16, 2016 GForm 5/A → | Feb 15, 2017, 9:28 pm EST | David M KirchheimerSee Remarks, Director | 394,196 | — | — | 197,098 | — | |
| Nov 16, 2016 GForm 5 → | Feb 14, 2017, 9:12 pm EST | David M KirchheimerDirector, 10% Owner | 394,196 | — | — | 197,098 | — | amended |
| Nov 16, 2016 MForm 4 → | Nov 18, 8:35 pm EST | Stephen A KaplanPrincipal, Director | 25,000 | — | — | 1,672,328 | — | |
| Nov 16, 2016 MForm 4 → | Nov 18, 8:35 pm EST | John FrankVice Chairman, Director | 10,000 | — | — | 2,100,397 | — | |
| Nov 16, 2016 MForm 4 → | Nov 18, 8:34 pm EST | Howard S MarksCo-Chairman, Director | 75,000 | — | — | 17,198,600 | — | |
| Aug 16, 2016 MForm 4 → | Aug 18, 7:33 pm EDT | Howard S MarksCo-Chairman, Director | 300,000 | — | — | 17,273,600 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 7:49 pm EDT | Todd E MolzSee Remarks | 20,110 | — | — | 202,304 | — | |
| Mar 10, 2016 MForm 4 → | Mar 14, 8:56 pm EDT | Howard S MarksCo-Chairman, Director | 110,000 | — | — | 17,573,600 | — | |
| Dec 9, 2015 GForm 4 → | Mar 1, 2017, 6:12 am EST | Larry W KeeleDirector | 921,470 | — | — | 817,161 | — | late |
| Nov 19, 2015 MForm 4 → | Nov 23, 4:17 pm EST | Stephen A KaplanPrincipal, Director | 15,000 | — | — | 1,697,328 | — | |
| Nov 19, 2015 MForm 4 → | Nov 23, 4:17 pm EST | Sheldon M StonePrincipal, Director | 150,000 | — | — | 9,900,223 | — | |
| Nov 19, 2015 MForm 4 → | Nov 23, 4:15 pm EST | Howard S MarksCo-Chairman, Director | 119,617 | — | — | 17,683,600 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:19 pm EST | Caleb S KramerManaging Director | 101,634 | — | — | 930,819 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:18 pm EST | Bruce A KarshSee Remarks, Director | 42,753 | — | — | 17,765,767 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:18 pm EST | Todd E MolzSee Remarks | 100,000 | — | — | 182,194 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:14 pm EST | Howard S MarksCo-Chairman, Director | 42,753 | — | — | 17,803,217 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:14 pm EST | Sheldon M StonePrincipal, Director | 69,986 | — | — | 10,050,223 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:12 pm EST | Larry W KeeleDirector | 92,791 | — | — | 2,901,695 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:09 pm EST | David M KirchheimerSee Remarks, Director | 101,117 | — | — | 1,407,097 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:08 pm EST | Scott L GravesManaging Director | 100,000 | — | — | 1,267,438 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:04 pm EST | B James FordManaging Director | 102,133 | — | — | 1,062,637 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:03 pm EST | Susan GentileSee Remarks | 13,723 | — | — | 0 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 9:00 pm EST | Stephen A KaplanPrincipal, Director | 101,545 | — | — | 1,712,328 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 8:57 pm EST | John FrankVice Chairman, Director | 101,145 | — | — | 2,110,397 | — | |
| Nov 16, 2015 MForm 4 → | Nov 18, 8:56 pm EST | David Richard MassonDirector | 88,599 | — | — | 2,849,490 | — | |
| Sep 10, 2015 MForm 4 → | Sep 11, 4:11 pm EDT | Bruce A KarshSee Remarks, Director | 300,000 | — | — | 17,808,520 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:11 pm EDT | B James FordManaging Director | 7,665 | $51.70 | $396,281 | 1,164,770 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:10 pm EDT | Larry W KeelePrincipal, Director | 26,194 | $51.70 | $1,354,230 | 3,860,030 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:09 pm EDT | Stephen A KaplanPrincipal, Director | 12,309 | $51.70 | $636,375 | 1,813,873 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:06 pm EDT | Sheldon M StonePrincipal, Director | 68,674 | $51.70 | $3,550,446 | 10,120,209 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:06 pm EDT | Howard S MarksCo-Chairman, Director | 137,883 | $51.70 | $7,128,551 | 17,845,970 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:05 pm EDT | Caleb S KramerManaging Director | 6,014 | $51.70 | $310,924 | 1,032,453 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:02 pm EDT | David Richard MassonDirector | 19,939 | $51.70 | $1,030,846 | 2,938,089 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:02 pm EDT | Bruce A KarshSee Remarks, Director | 122,883 | $51.70 | $6,353,051 | 18,108,520 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 9:00 pm EDT | Todd E MolzSee Remarks | 1,078 | $51.70 | $55,733 | 282,194 | — | |
| Mar 11, 2015 MForm 4 → | Mar 12, 8:58 pm EDT | David M KirchheimerSee Remarks, Director | 10,014 | $51.70 | $517,724 | 1,508,214 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 9:06 pm EDT | David Richard MassonDirector | 132,373 | $51.70 | $6,843,684 | 2,958,028 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 9:03 pm EDT | Stephen A KaplanPrincipal, Director | 81,723 | $51.70 | $4,225,079 | 1,826,182 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:56 pm EDT | Caleb S KramerManaging Director | 39,925 | $51.70 | $2,064,123 | 1,038,467 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:55 pm EDT | David M KirchheimerSee Remarks, Director | 66,488 | $51.70 | $3,437,430 | 1,518,228 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:50 pm EDT | Larry W KeelePrincipal, Director | 173,911 | $51.70 | $8,991,199 | 3,886,224 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:43 pm EDT | Howard S MarksCo-Chairman, Director | 915,868 | $51.70 | $47,350,376 | 17,983,853 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:41 pm EDT | Bruce A KarshSee Remarks, Director | 815,868 | $51.70 | $42,180,376 | 18,231,403 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:39 pm EDT | B James FordManaging Director | 50,902 | $51.70 | $2,631,633 | 1,172,435 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:39 pm EDT | Sheldon M StonePrincipal, Director | 455,960 | $51.70 | $23,573,132 | 10,188,883 | — | |
| Mar 6, 2015 MForm 4 → | Mar 9, 8:36 pm EDT | Todd E MolzSee Remarks | 7,163 | $51.70 | $370,327 | 283,272 | — | |
| Feb 24, 2015 AForm 4 → | Feb 26, 4:05 pm EST | Jay S WintrobChief Executive Officer, Director | 2,000,000 | — | — | 2,000,000 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 6:11 am EST | Scott L GravesManaging Director | 6,911 | — | — | 1,367,438 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 6:09 am EST | Susan GentileSee Remarks | 2,978 | — | — | 13,723 | — | |
| Feb 17, 2015 AForm 4 → | Feb 19, 6:09 am EST | Todd E MolzSee Remarks | 31,217 | — | — | 290,435 | — | |
| Dec 20, 2012 GForm 4 → | Mar 1, 2017, 6:12 am EST | Caleb S KramerManaging Director | 519,480 | — | — | 147,574 | — | late |
| Dec 10, 2012 GForm 4 → | Mar 1, 2017, 6:15 am EST | John FrankVice Chairman, Director | 672,424 | — | — | 264,854 | — | late |
| Nov 27, 2012 GForm 4 → | Mar 1, 2017, 6:14 am EST | Bruce A KarshSee Remarks, Director | 13,467,212 | — | — | 2,925,002 | — | late |
| May 23, 2012 GForm 4 → | Mar 1, 2017, 6:09 am EST | David Richard MassonDirector | 6,473,122 | — | — | 2,849,490 | — | late |
| Apr 27, 2012 GForm 4 → | Mar 1, 2017, 6:06 am EST | Sheldon M StonePrincipal, Director | 24,908,428 | — | — | 9,900,223 | — | late |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2018 AForm 4 → | Jan 3, 2019, 9:53 pm EST | Infrastructure & Energy Alternatives, Inc.IEA | 18,926 | — | — | 18,926 | — | plan? |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.