| Sep 11, 2017 JForm 4 → | Sep 11, 4:16 pm EDT | Nuveen Real Asset Income & Growth FundJRI | 1 | — | — | 1 | — | plan? |
| May 18, 2017 SForm 4 → | May 18, 6:05 pm EDT | NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ | 6,794 | $13.32 | $90,485 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 5:36 pm EDT | Nuveen High Income December 2018 Target Term FundJHA | 10,200 | $10.11 | $103,167 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 5:17 pm EDT | Nuveen Minnesota Quality Municipal Income FundNMS | 2 | $16.22 | $32 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 4:29 pm EDT | Nuveen Municipal 2021 Target Term FundNHA | 10,180 | $9.84 | $100,196 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 4:21 pm EDT | Nuveen All Cap Energy MLP Opportunities FundJMLP | 5,250 | $9.78 | $51,347 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 4:01 pm EDT | Nuveen High Income 2020 Target Term FundJHY | 10,180 | $10.11 | $102,914 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 3:56 pm EDT | Nuveen High Income December 2019 Target Term FundJHD | 10,200 | $10.20 | $104,067 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 3:34 pm EDT | Nuveen High Income November 2021 Target Term FundJHB | 10,200 | $10.11 | $103,076 | 0 | −100% | plan? |
| May 17, 2017 SForm 4 → | May 18, 2:44 pm EDT | Nuveen Dow 30sm Dynamic Overwrite FundDIAX | 1 | $15.83 | $16 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:56 pm EDT | Nuveen Mortgage Opportunity Term FundJLS | 4,200 | $25.01 | $105,044 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:49 pm EDT | Nuveen Energy MLP Total Return FundJMF | 5,250 | $13.23 | $69,474 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:48 pm EDT | Nuveen Mortgage Opportunity Term Fund 2JMT | 4,200 | $23.90 | $100,384 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:43 pm EDT | Nuveen Short Duration Credit Opportunities FundJSD | 5,250 | $17.95 | $94,249 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:42 pm EDT | Nuveen Enhanced Municipal Value FundNEV | 7,000 | $14.21 | $99,446 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:38 pm EDT | Nuveen Preferred & Income Term FundJPI | 5,250 | $24.97 | $131,116 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:29 pm EDT | Nuveen Intermediate Duration Quality Municipal Term FundNIQ | 7,000 | $12.86 | $90,010 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:27 pm EDT | Nuveen Intermediate Duration Municipal Term FundNID | 7,000 | $13.06 | $91,448 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:20 pm EDT | Nuveen Flexible Investment Income FundJPW | 5,250 | $17.37 | $91,211 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:18 pm EDT | Nuveen Build America Bond FundNBB | 5,250 | $20.73 | $108,836 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:18 pm EDT | Nuveen Build America Bond Opportunity FundNBD | 5,250 | $21.60 | $113,385 | 0 | −100% | plan? |
| May 11, 2017 SForm 4 → | May 15, 5:13 pm EDT | Nuveen Real Asset Income & Growth FundJRI | 5,250 | $17.29 | $90,786 | 0 | −100% | plan? |
| May 8, 2017 SForm 4 → | May 10, 3:15 pm EDT | Nuveen AMT-Free Municipal Value FundNUW | 7,000 | $17.07 | $119,470 | 0 | −100% | plan? |
| May 8, 2017 SForm 4 → | May 10, 3:12 pm EDT | Nuveen New York Municipal Value Fund 2NYV | 7,000 | $14.75 | $103,250 | 0 | −100% | plan? |
| May 8, 2017 SForm 4 → | May 10, 3:11 pm EDT | Nuveen California Municipal Value Fund 2NCB | 7,000 | $16.84 | $117,908 | 0 | −100% | plan? |
| May 8, 2017 SForm 4 → | May 10, 3:10 pm EDT | Nuveen Pennsylvania Municipal Value FundNPN | 7,000 | $15.14 | $105,993 | 0 | −100% | plan? |
| May 8, 2017 SForm 4 → | May 10, 3:09 pm EDT | Nuveen New Jersey Municipal Value FundNJV | 7,000 | $14.79 | $103,515 | 0 | −100% | plan? |
| Apr 13, 2017 SForm 4 → | Apr 18, 1:19 pm EDT | Nuveen NASDAQ 100 Dynamic Overwrite FundQQQX | 1 | $20.60 | $21 | 0 | −100% | plan? |
| Apr 13, 2017 SForm 4 → | Apr 17, 6:42 pm EDT | Nuveen Tax-Advantaged Dividend Growth FundJTD | 5,240 | $14.89 | $78,019 | 0 | −100% | plan? |
| Apr 13, 2017 SForm 4 → | Apr 17, 6:40 pm EDT | Nuveen Core Equity Alpha FundJCE | 5,240 | $13.88 | $72,731 | 0 | −100% | plan? |
| Apr 13, 2017 SForm 4 → | Apr 17, 6:39 pm EDT | Nuveen Global High Income FundJGH | 6,471 | $16.51 | $106,823 | 0 | −100% | plan? |
| Apr 13, 2017 SForm 4 → | Apr 17, 6:38 pm EDT | Nuveen S&P 500 Dynamic Overwrite FundSPXX | 5,240 | $14.94 | $78,266 | 0 | −100% | plan? |
| Apr 6, 2017 SForm 4 → | Apr 10, 5:00 pm EDT | Nuveen Preferred Income Opportunities FundJPC | 7,000 | $9.86 | $69,020 | 0 | −100% | plan? |
| Apr 6, 2017 SForm 4 → | Apr 10, 4:57 pm EDT | NUVEEN FLOATING RATE INCOME FUNDJFR | 7,000 | $11.40 | $79,800 | 0 | −100% | plan? |
| Apr 6, 2017 SForm 4 → | Apr 10, 4:52 pm EDT | Nuveen S&P 500 BuyWrite Income FundBXMX | 10,370 | $13.31 | $138,022 | 0 | −100% | plan? |
| Apr 6, 2017 SForm 4 → | Apr 10, 4:44 pm EDT | Nuveen Credit Strategies Income FundJQC | 7,000 | $8.72 | $61,040 | 0 | −100% | plan? |
| Apr 6, 2017 SForm 4 → | Apr 10, 4:41 pm EDT | Nuveen Floating Rate Income Opportunity FundJRO | 7,000 | $11.62 | $81,340 | 0 | −100% | plan? |