Insider · CIK 0001298812

Richard Carl Rantzow

Files at: ASG, USA, GLV, GLQ, GLO. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $188k · 5sales $283k · 9net −$96k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 5, 2018 PForm 4 →	Nov 7, 8:21 pm EST	LIBERTY ALL STAR GROWTH FUND INC.ASG	1,710	$4.81	$8,225	6,452	+36.1%	plan?
Nov 17, 2017 SForm 4 →	Nov 21, 6:10 pm EST	Clough Global Dividend & Income FundGLV	1,741	$14.65	$25,506	861	−66.9%	plan?
Oct 19, 2017 SForm 4 →	Oct 19, 3:13 pm EDT	Clough Global Equity FundGLQ	28	$13.66	$383	0	−100%	plan?
Jan 8, 2016 SForm 4/A →	Jan 11, 4:41 pm EST	Clough Global Allocation FundGLV	1,500	$12.61	$18,915	2,143	−41.2%	plan?
Jan 8, 2016 SForm 4 →	Jan 11, 2:19 pm EST	Clough Global Allocation FundGLV	1,500	$12.61	$18,915	2,047	−42.3%	plan?
May 13, 2015 PForm 4 →	May 13, 3:52 pm EDT	Clough Global Allocation FundGLV	3,375	$14.85	$50,119	3,400	+13,274%	plan?
May 13, 2015 SForm 4 →	May 13, 11:07 am EDT	Clough Global Opportunities FundGLO	7,291	$12.37	$90,184	0	−100%	plan?
May 8, 2015 PForm 4 →	May 8, 2:42 pm EDT	LIBERTY ALL STAR EQUITY FUNDUSA	3,000	$5.89	$17,670	3,000	—	plan?
May 4, 2015 SForm 4 →	May 5, 1:27 pm EDT	LIBERTY ALL STAR GROWTH FUND INC.ASG	3,425	$5.16	$17,673	3,428	−50.0%	plan?
Apr 2, 2015 PForm 4 →	Apr 2, 3:49 pm EDT	LIBERTY ALL STAR GROWTH FUND INC.ASG	4,082	$5.20	$21,226	6,853	+147%	plan?
Apr 2, 2015 SForm 4 →	Apr 2, 3:42 pm EDT	LIBERTY ALL STAR EQUITY FUNDUSA	3,665	$5.80	$21,259	0	−100%	plan?
Mar 2, 2015 PForm 4 →	Mar 3, 1:12 pm EST	Clough Global Opportunities FundGLO	7,175	$12.63	$90,620	7,175	—	plan?
Mar 2, 2015 SForm 4 →	Mar 3, 1:04 pm EST	Clough Global Allocation FundGLV	3,158	$15.11	$47,710	25	−99.2%	plan?
Mar 2, 2015 SForm 4 →	Mar 3, 12:55 pm EST	Clough Global Equity FundGLQ	2,827	$15.17	$42,879	21	−99.3%	plan?

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.