Insider · CIK 0001203467

Vivian H Liu

Files at: AYTU, INNV, KOOL. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 28, 2026 AForm 4 →	Jul 30, 4:32 pm EDT	AYTU BIOPHARMA, INCAYTU	10,000	—	—	29,825	—
Feb 24, 2017 AForm 4 →	Feb 28, 11:50 am EST	CESCA THERAPEUTICS INC.KOOL	25,000	$2.89	$72,250	25,000	—	plan?
Jan 2, 2015 AForm 4 →	Jan 6, 4:48 pm EST	INNOVUS PHARMACEUTICALS, INC.INNV	18,750	—	—	901,219	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 2, 2019 AForm 4 →	Jan 4, 3:42 pm EST	INNOVUS PHARMACEUTICALS, INC.INNV	89,552	$0.067	$6,000	2,461,314	—
Oct 1, 2018 AForm 4 →	Oct 2, 4:56 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	50,000	$0.12	$6,000	2,371,762	—
Jul 1, 2018 AForm 4 →	Jul 19, 3:00 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	54,545	$0.11	$6,000	2,321,762	—	late
Apr 1, 2018 AForm 4 →	Apr 3, 4:25 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	49,059	$0.1223	$6,000	2,267,217	—
Feb 23, 2018 AForm 4 →	Feb 27, 3:02 pm EST	INNOVUS PHARMACEUTICALS, INC.INNV	535,928	$0.1726	$92,500	2,218,158	—
Dec 29, 2017 AForm 4 →	Jan 3, 2018, 4:24 pm EST	CESCA THERAPEUTICS INC.KOOL	250,000	—	—	250,000	—
Oct 1, 2017 AForm 4 →	Oct 2, 4:55 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	32,967	$0.091	$3,000	1,682,230	—
Jul 1, 2017 AForm 4 →	Jul 3, 6:00 am EDT	INNOVUS PHARMACEUTICALS, INC.INNV	26,643	$0.1126	$3,000	1,649,263	—
Apr 1, 2017 AForm 4 →	Apr 3, 1:45 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	27,523	$0.109	$3,000	1,622,620	—
Feb 24, 2017 AForm 4 →	Feb 28, 11:50 am EST	CESCA THERAPEUTICS INC.KOOL	25,000	—	—	25,000	—
Jan 1, 2017 AForm 4 →	Jan 9, 6:00 am EST	INNOVUS PHARMACEUTICALS, INC.INNV	15,114	$0.1985	$3,000	1,595,097	—	late
Oct 1, 2016 AForm 4 →	Nov 21, 6:00 am EST	INNOVUS PHARMACEUTICALS, INC.INNV	428,205	$0.2503	$107,167	1,024,271	—	late
Apr 1, 2016 AForm 4 →	Jul 15, 9:50 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	89,418	$0.1389	$12,420	596,066	—	late
Jan 29, 2016 AForm 4 →	Feb 2, 6:06 pm EST	INNOVUS PHARMACEUTICALS, INC.INNV	416,667	$0.04	$16,667	537,532	—
Jan 4, 2016 AForm 4 →	Jan 5, 7:46 pm EST	INNOVUS PHARMACEUTICALS, INC.INNV	42,857	$0.07	$3,000	120,865	—
Oct 1, 2015 AForm 4 →	Oct 2, 9:50 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	31,579	$0.095	$3,000	78,008	—
Jul 2, 2015 AForm 4 →	Jul 7, 4:25 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	25,000	$0.12	$3,000	46,429	—
Apr 1, 2015 AForm 4 →	Apr 3, 3:01 pm EDT	INNOVUS PHARMACEUTICALS, INC.INNV	21,429	$0.14	$3,000	21,429	—
Mar 31, 2015 AForm 4 →	Apr 1, 6:20 am EDT	INNOVUS PHARMACEUTICALS, INC.INNV	500,000	—	—	500,000	—