Insider holders · CIK 0000878520
Hilltop Securities Holdings LLC · SWS
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| OHCM Management, LLC10% Owner | 0 | — | 0 | Jan 2, 2015 · 6:26 am EST | Form 4 |
| Joseph Michael Edge IISenior Vice President, CFO | 0 | — | 0 | Jan 2, 2015 · 1:18 pm EST | Form 4 |
| OAK HILL CAPITAL MANAGEMENT, LLC10% Owner | 0 | — | 0 | Jan 2, 2015 · 6:26 am EST | Form 4 |
| Christie S FlanaganDirector | 0 | — | 0 | Jan 2, 2015 · 1:38 pm EST | Form 4 |
| Joel T. Williams IIIDirector | 0 | — | 0 | Jan 2, 2015 · 1:48 pm EST | Form 4 |
| OHCP GenPar III, L.P.10% Owner | — | 0 | 0 | Jan 2, 2015 · 6:24 am EST | Form 4 |
| OHCP MGP PARTNERS III, L.P.10% Owner | — | 0 | 0 | Jan 2, 2015 · 6:24 am EST | Form 4 |
| OHCP MGP III, LTD.10% Owner | — | 0 | 0 | Jan 2, 2015 · 6:24 am EST | Form 4 |
| Robert A BuchholzDirector | 0 | 0 | 0 | Jan 2, 2015 · 1:53 pm EST | Form 4 |
| Oak Hill Capital Management Partners III, L.P.10% Owner | — | 0 | 0 | Jan 2, 2015 · 6:24 am EST | Form 4 |
| Oak Hill Capital Partners III, L.P.10% Owner | — | 0 | 0 | Jan 2, 2015 · 6:24 am EST | Form 4 |
| James H RossPresident and CEO | 0 | 0 | 0 | Jan 2, 2015 · 1:21 pm EST | Form 4 |
| Michael A MosesDirector | 0 | — | 0 | Jan 2, 2015 · 1:51 pm EST | Form 4 |
| Hilltop Holdings Inc.10% Owner | 0 | — | 0 | Jan 5, 2015 · 9:20 pm EST | Form 4 |
| Laura LeventhalController | 0 | — | 0 | Jan 2, 2015 · 1:23 pm EST | Form 4 |
| Larry A JobeDirector | 0 | — | 0 | Jan 2, 2015 · 1:49 pm EST | Form 4 |
| W Norman ThompsonCIO | 0 | 0 | 0 | Jan 2, 2015 · 1:31 pm EST | Form 4 |
| Allen R TubbSecretary | 0 | — | 0 | Jan 2, 2015 · 1:08 pm EST | Form 4 |
| Daniel LelandExecutive Vice President | 0 | 0 | 0 | Jan 2, 2015 · 1:12 pm EST | Form 4 |
| Richard H LittonExecutive Vice President | 0 | — | 0 | Jan 2, 2015 · 1:25 pm EST | Form 4 |
| Tyree B MillerDirector | 0 | — | 0 | Jan 2, 2015 · 1:55 pm EST | Form 4 |
| Brodie L CobbDirector | 0 | 0 | 0 | Jan 2, 2015 · 1:35 pm EST | Form 4 |
| Gerald J FordDirector | 0 | 0 | 0 | Jan 2, 2015 · 1:46 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.