Insider holders · CIK 0000018230
CATERPILLAR INC · CAT
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Juan GallardoDirector | 274,256 | — | 274,256 | Mar 6, 2019 · 6:01 pm EST | Form 4 |
| Douglas R OberhelmanChairman of the Board | 209,523 | 35,711 | 245,234 | Jan 24, 2017 · 6:45 pm EST | Form 4 |
| Edward J RappGroup President | 70,315 | 2,475 | 72,790 | May 5, 2015 · 5:34 pm EDT | Form 4 |
| III Donald J UmplebyChairman & CEO | 58,590 | 900 | 59,490 | Feb 14, 2019 · 5:32 pm EST | Form 4 |
| William P AinsworthGroup President | 51,800 | 4,130 | 55,930 | Mar 1, 2019 · 4:56 pm EST | Form 3 |
| William A OsbornDirector | 53,746 | — | 53,746 | Mar 6, 2019 · 6:02 pm EST | Form 4 |
| David L CalhounDirector | 31,134 | 16,400 | 47,534 | Mar 6, 2019 · 6:00 pm EST | Form 4 |
| Joseph E CreedChief Executive Officer | 34,555 | 11,839 | 46,394 | Sep 1, 2026 · 12:32 pm EDT | Form 4 |
| James B BudaExecutive Vice President | 43,290 | 2,206 | 45,496 | May 3, 2017 · 6:43 pm EDT | Form 4 |
| Edward B Rust Jr.Director | 33,181 | — | 33,181 | Mar 6, 2019 · 6:03 pm EST | Form 4 |
| Robert B CharterGroup President | 31,900 | — | 31,900 | Feb 15, 2018 · 6:40 pm EST | Form 4 |
| Andrew R J BonfieldChief Financial Officer | 26,182 | — | 26,182 | Sep 11, 2018 · 6:04 pm EDT | Form 4 |
| David P BozemanSenior Vice President | 24,260 | 1,298 | 25,558 | May 3, 2016 · 7:44 pm EDT | Form 4 |
| Bradley M HalversonGroup President & CFO | 14,285 | 11,253 | 25,538 | Feb 15, 2018 · 6:41 pm EST | Form 4 |
| Ramin YounessiGroup President | 23,616 | — | 23,616 | Feb 14, 2019 · 5:31 pm EST | Form 4 |
| Thomas A PelletteGroup President | 10,661 | 12,559 | 23,220 | Feb 14, 2019 · 5:31 pm EST | Form 4 |
| Bob De LangeGroup President | 17,059 | — | 17,059 | Feb 26, 2019 · 2:56 pm EST | Form 4 |
| Suzette M LongGeneral Counsel/Corporate Sec. | 15,909 | 514 | 16,423 | Mar 8, 2019 · 2:01 pm EST | Form 4 |
| Denise C JohnsonGroup President | 11,813 | 3,884 | 15,697 | Feb 14, 2019 · 5:30 pm EST | Form 4 |
| Jesse J Greene Jr.Director | 14,948 | — | 14,948 | Mar 8, 2017 · 4:50 pm EST | Form 4 |
| Debra L ReedDirector | 13,204 | — | 13,204 | Jun 11, 2026 · 3:52 pm EDT | Form 4 |
| Dennis A MuilenburgDirector | 12,966 | — | 12,966 | Mar 6, 2019 · 6:01 pm EST | Form 4 |
| Cheryl H JohnsonChief Human Resources Officer | 12,254 | 42 | 12,296 | Jul 27, 2018 · 3:13 pm EDT | Form 4 |
| Jananne A. CopelandChief Accounting Officer | 4,449 | 4,446 | 8,895 | Feb 14, 2019 · 5:29 pm EST | Form 4 |
| Miles D WhiteDirector | 8,462 | — | 8,462 | Mar 6, 2019 · 6:05 pm EST | Form 4 |
| David MacLennanDirector | 8,420 | — | 8,420 | Jun 11, 2026 · 3:48 pm EDT | Form 4 |
| Rayford Wilkins Jr.Director | 8,416 | — | 8,416 | Jun 11, 2026 · 3:53 pm EDT | Form 4 |
| Daniel M DickinsonDirector | 8,345 | — | 8,345 | Mar 6, 2019 · 6:00 pm EST | Form 4 |
| Jon M Huntsman Jr.Director | 6,898 | — | 6,898 | Mar 8, 2017 · 4:46 pm EST | Form 4 |
| Susan C SchwabDirector | 6,197 | — | 6,197 | Jun 11, 2026 · 3:52 pm EDT | Form 4 |
| James C Fish Jr.Director | 3,687 | 250 | 3,937 | Jun 11, 2026 · 3:43 pm EDT | Form 4 |
| Gerald JohnsonDirector | 3,907 | — | 3,907 | Jun 11, 2026 · 3:46 pm EDT | Form 4 |
| Kelly AyotteDirector | 2,559 | — | 2,559 | Mar 6, 2019 · 5:59 pm EST | Form 4 |
| Judith Fran MarksDirector | 1,938 | — | 1,938 | Jun 11, 2026 · 3:50 pm EDT | Form 4 |
| Gary Michael MarvelChief Accounting Officer | — | 1,520 | 1,520 | Mar 1, 2019 · 4:55 pm EST | Form 3 |
| Nazzic S KeeneDirector | 728 | — | 728 | Jun 11, 2026 · 3:47 pm EDT | Form 4 |
| Lynn J GoodDirector | — | 122 | 122 | Aug 5, 2026 · 10:36 am EDT | Form 3 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.