Insider holders · CIK 0001652923
AveXis, Inc. · AVXS
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| NOVARTIS AG10% Owner | — | 36,816,476 | 36,816,476 | May 15, 2018 · 12:50 pm EDT | Form 3 |
| PBM Capital Investments, LLCrelationship not stated | 227,646 | 1,659,237 | 1,886,883 | Feb 19, 2016 · 5:04 pm EST | Form 4 |
| Deerfield International Master Fund, L.P.10% Owner | 122,000 | 112,000 | 234,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| DEERFIELD PARTNERS, LP10% Owner | 122,000 | 112,000 | 234,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| Deerfield Mgmt III, L.P.10% Owner | — | 112,000 | 112,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| Deerfield Private Design Fund III, L.P.10% Owner | — | 112,000 | 112,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| Deerfield Special Situations Fund, L.P.10% Owner | — | 112,000 | 112,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| James E FlynnDirector | — | 112,000 | 112,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| Deerfield Mgmt L.P.10% Owner | — | 112,000 | 112,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| DEERFIELD MANAGEMENT CO10% Owner | — | 112,000 | 112,000 | Feb 19, 2016 · 12:38 pm EST | Form 4 |
| Phillip B. DonenbergChief Financial Officer | 3,800 | — | 3,800 | May 15, 2018 · 12:29 pm EDT | Form 4 |
| Lori J. SmithSVP-Chief Human Resource Off. | 0 | — | 0 | May 15, 2018 · 12:41 pm EDT | Form 4 |
| R.A. Session IISr. VP, Corp Strategy | 0 | — | 0 | May 15, 2018 · 12:39 pm EDT | Form 4 |
| Michael JohannesenGeneral Counsel | 0 | — | 0 | May 15, 2018 · 12:30 pm EDT | Form 4 |
| Brian K. KasparChief Scientific Officer | 0 | — | 0 | May 15, 2018 · 12:31 pm EDT | Form 4 |
| Andrew F. KnudtenSrVP/Manufacture&Supply Chain | 0 | — | 0 | May 15, 2018 · 12:33 pm EDT | Form 4 |
| Thomas J. DeeSr. VP & CFO | 0 | — | 0 | Feb 10, 2016 · 6:43 pm EST | Form 3 |
| Carole NuechterleinDirector | 0 | — | 0 | Feb 10, 2016 · 6:49 pm EST | Form 3 |
| Sukumar NagendranSr. VP & Chief Medical Officer | 0 | — | 0 | May 15, 2018 · 12:37 pm EDT | Form 4 |
| Rick ModiChief Business Officer | 0 | — | 0 | May 15, 2018 · 12:36 pm EDT | Form 4 |
| Bong Y KohDirector | 0 | 0 | 0 | May 15, 2018 · 12:33 pm EDT | Form 4 |
| Sean P. NolanPresident & CEO | 0 | — | 0 | May 15, 2018 · 12:38 pm EDT | Form 4 |
| Frank VerwielDirector | 0 | — | 0 | May 15, 2018 · 12:42 pm EDT | Form 4 |
| Joao Siffert M.D.Director | 0 | — | 0 | May 15, 2018 · 12:40 pm EDT | Form 4 |
| Paul B ManningDirector | 0 | 0 | 0 | May 15, 2018 · 12:35 pm EDT | Form 4 |
| Terrence C KearneyDirector | 0 | — | 0 | May 15, 2018 · 12:32 pm EDT | Form 4 |
| Jonathan S LeffDirector | 0 | — | 0 | Feb 10, 2016 · 6:48 pm EST | Form 3 |
| Daniel G WelchDirector | 0 | — | 0 | May 15, 2018 · 12:43 pm EDT | Form 4 |
| James J LitalienSrVP/Chief Reg&Quality Officer | 0 | — | 0 | May 15, 2018 · 12:34 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.