Insider holders · CIK 0001611988
Fifth Street Asset Management Inc. · FSAM
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Bernard D BermanPresident and CCO | 1,446,564 | 684,244 | 2,130,808 | Nov 2, 2017 · 4:20 pm EDT | Form 4/A |
| Leonard M TannenbaumCEO | 1,069,405 | 762,023 | 1,831,428 | Oct 30, 2017 · 4:55 pm EDT | Form 4 |
| Nathaniel H. AugustDirector | 460,408 | 20,000 | 480,408 | Aug 31, 2016 · 11:39 am EDT | Form 4 |
| Mangrove Partners Fund (Cayman), Ltd.10% Owner | 460,408 | — | 460,408 | Aug 29, 2016 · 2:19 pm EDT | Form 4 |
| Mangrove Partners Master Fund, Ltd.10% Owner | 460,408 | — | 460,408 | Aug 29, 2016 · 2:19 pm EDT | Form 4 |
| MANGROVE PARTNERS10% Owner | 460,408 | — | 460,408 | Aug 29, 2016 · 2:19 pm EDT | Form 4 |
| MANGROVE CAPITAL10% Owner | 460,408 | — | 460,408 | Aug 29, 2016 · 2:19 pm EDT | Form 4 |
| Mangrove Partners Fund, L.P.10% Owner | 460,408 | — | 460,408 | Aug 29, 2016 · 2:19 pm EDT | Form 4 |
| Alexander C FrankDirector | 141,241 | — | 141,241 | Oct 19, 2017 · 5:42 pm EDT | Form 4 |
| Boathouse Row I, L.P.10% Owner | — | 78,109 | 78,109 | Mar 9, 2015 · 9:50 am EDT | Form 4 |
| Philadelphia Financial Management of San Francisco, LLC10% Owner | — | 78,109 | 78,109 | Mar 9, 2015 · 9:50 am EDT | Form 4 |
| Row II L P Boathouse10% Owner | — | 78,109 | 78,109 | Mar 9, 2015 · 9:50 am EDT | Form 4 |
| DME Capital Management, LP10% Owner | — | 49,000 | 49,000 | Feb 24, 2016 · 4:05 pm EST | Form 4 |
| DME Advisors GP, L.L.C.10% Owner | — | 49,000 | 49,000 | Feb 24, 2016 · 4:05 pm EST | Form 4 |
| DME Advisors, LP10% Owner | — | 49,000 | 49,000 | Feb 24, 2016 · 4:05 pm EST | Form 4 |
| David Einhorn10% Owner | — | 49,000 | 49,000 | Feb 24, 2016 · 4:05 pm EST | Form 4 |
| GREENLIGHT CAPITAL INC10% Owner | — | 49,000 | 49,000 | Feb 24, 2016 · 4:05 pm EST | Form 4 |
| James F VelgotDirector | 16,865 | — | 16,865 | Oct 18, 2017 · 9:03 pm EDT | Form 4 |
| Mark Jeffrey GordonDirector | 9,000 | — | 9,000 | Sep 8, 2015 · 8:18 am EDT | Form 4 |
| Thomas Howard BrandtDirector | 1,095 | — | 1,095 | Dec 1, 2017 · 9:11 am EST | Form 4 |
| Michael W ArthurDirector | 0 | — | 0 | Dec 4, 2017 · 6:34 pm EST | Form 4 |
| Thomas L HarrisonDirector | 0 | — | 0 | Dec 11, 2017 · 4:32 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.