Insider holders · CIK 0001501756
Adverum Biotechnologies, Inc. · ADVM
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Zygtech, LLC10% Owner | 2,438,176 | — | 2,438,176 | Apr 15, 2015 · 5:25 pm EDT | Form 4 |
| Amber SalzmanPresident and CEO | 891,766 | — | 891,766 | Feb 13, 2017 · 5:47 pm EST | Form 4 |
| Mitchell H. FinerDirector | 603,069 | — | 603,069 | Jun 14, 2017 · 7:13 pm EDT | Form 4 |
| Mark S. BlumenkranzDirector | 531,322 | 10,531 | 541,853 | Feb 17, 2016 · 5:37 pm EST | Form 4 |
| Steven Daniel SchwartzDirector | 398,991 | — | 398,991 | Jun 14, 2017 · 7:07 pm EDT | Form 4 |
| Mehdi GasmiChief Science & Tech Officer | 387,031 | — | 387,031 | Jun 18, 2018 · 4:39 pm EDT | Form 4 |
| IV Luxco S.a r.l. Versant10% Owner | — | 340,735 | 340,735 | May 18, 2016 · 4:52 pm EDT | Form 3 |
| Versant Capital IV (Switzerland) GmbH10% Owner | — | 340,735 | 340,735 | May 18, 2016 · 4:52 pm EDT | Form 3 |
| Versant Venture Capital IV, L.P.10% Owner | — | 340,735 | 340,735 | May 18, 2016 · 4:52 pm EDT | Form 3 |
| Versant Ventures IV, LLC10% Owner | — | 340,735 | 340,735 | May 18, 2016 · 4:52 pm EDT | Form 3 |
| Leone D PattersonSVP, CFO, Interim Pres and CEO | 268,496 | — | 268,496 | Jun 18, 2018 · 4:37 pm EDT | Form 4 |
| Thomas W. ChalbergChief Executive Officer | 258,988 | 413 | 259,401 | Jun 11, 2015 · 6:21 pm EDT | Form 4 |
| Samuel B. BaroneSVP, Clinical Development | 172,335 | — | 172,335 | Feb 13, 2017 · 5:35 pm EST | Form 4 |
| Roman G. RubioSVP, Translational Medicine | 165,650 | — | 165,650 | Feb 17, 2016 · 5:31 pm EST | Form 4 |
| Shirley BraunVP, Human Resources | 161,140 | — | 161,140 | Feb 17, 2016 · 5:26 pm EST | Form 4 |
| Athena CountouriotisSVP, Chief Medical Officer | 150,000 | — | 150,000 | Jun 21, 2017 · 6:11 pm EDT | Form 4 |
| Hans HullChief Executive Officer | 137,210 | — | 137,210 | Aug 25, 2015 · 5:09 pm EDT | Form 4 |
| Jennifer C. ChengGeneral Counsel | 118,863 | — | 118,863 | Jun 18, 2018 · 4:38 pm EDT | Form 4 |
| Michael SwartzburgPrincipal Accounting Officer | 82,113 | — | 82,113 | Feb 17, 2016 · 5:28 pm EST | Form 4 |
| Richard N. SpiveyDirector | 70,804 | — | 70,804 | Jun 14, 2017 · 7:12 pm EDT | Form 4 |
| Thomas WoiwodeDirector | 70,380 | — | 70,380 | Jun 14, 2017 · 7:11 pm EDT | Form 4 |
| Paul WachterDirector | 31,951 | 37,161 | 69,112 | Mar 2, 2016 · 5:12 pm EST | Form 4 |
| Patrick MachadoDirector | 68,182 | — | 68,182 | Jun 14, 2017 · 7:04 pm EDT | Form 4 |
| Eric G CarterDirector | 48,000 | — | 48,000 | Sep 8, 2017 · 6:40 pm EDT | Form 4 |
| Linda BainChief Financial Officer | 41,930 | — | 41,930 | Aug 25, 2015 · 5:00 pm EDT | Form 4 |
| John Peter McLaughlinDirector | 10,333 | 13,280 | 23,613 | Feb 17, 2016 · 5:42 pm EST | Form 4 |
| Paul B ClevelandChief Executive Officer | 22,727 | — | 22,727 | Jun 14, 2017 · 7:09 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.